Chapter 6 Application of Derivatives (Concepts)
Welcome to Chapter 6: Application of Derivatives! This chapter moves beyond the mechanics of differentiation to explore the practical utility of the derivative. We use the derivative $\frac{dy}{dx}$ to measure the rate of change of quantities, such as how volume varies with time ($\frac{dV}{dt}$) or area with respect to radius ($\frac{dA}{dr}$). By analyzing the sign of $f'(x)$, we can determine if a function is strictly increasing ($f'(x) > 0$) or strictly decreasing ($f'(x) < 0$).
Geometrically, the derivative $f'(x_0)$ provides the slope of the tangent to a curve at a specific point. We also learn to find the equations of normals, which are lines perpendicular to the tangent at the point of contact. Furthermore, derivatives allow us to make approximations and find differentials to estimate small changes in function values.
The most significant application involves finding Maxima and Minima. By identifying critical points and using the First and Second Derivative Tests, we solve complex optimization problems, such as maximizing profit or minimizing material costs.
To enhance the understanding of these concepts, this page includes visualizations, flowcharts, mindmaps, and practical examples. This page is prepared by learningspot.co to provide a structured and comprehensive learning experience for every student, ensuring a deep mastery of differential calculus applications.
Derivatives as a Rate Measure
The concept of a derivative is the cornerstone of calculus, acting as a mathematical bridge that connects static functions to dynamic change. In various disciplines such as Engineering, Sciences, Social Sciences, and Economics, we rarely encounter systems that remain constant. Instead, we observe quantities that evolve, fluctuate, or respond to shifts in other variables. The derivative provides a precise, quantitative measure of this responsiveness, known as the rate-measure.
The Mathematical Foundation of Rate of Change
To understand the derivative as a rate measure, we must distinguish between the average rate of change and the instantaneous rate of change. Consider a function $y = f(x)$, where $y$ is the dependent variable (the effect) and $x$ is the independent variable (the cause).
Average Rate of Change
If the independent variable $x$ changes by a small amount $\delta x$, the dependent variable $y$ will subsequently change by an amount $\delta y$. The average rate of change is simply the ratio of these two changes over a finite interval.
$\text{Average Rate} = \frac{\delta y}{\delta x} = \frac{f(x + \delta x) - f(x)}{\delta x}$
Instantaneous Rate of Change
In most scientific applications, we are interested in the rate of change at a specific point rather than over an interval. As we make the interval $\delta x$ smaller and smaller, approaching zero ($\delta x \to 0$), the average rate transforms into the instantaneous rate of change.
Mathematically, this is the definition of the derivative:
$\frac{dy}{dx} = \lim\limits_{\delta x \to 0} \frac{f(x + \delta x) - f(x)}{\delta x}$
[Definition of Derivative]
Elaboration Across Various Disciplines
The utility of the derivative as a rate measure extends far beyond pure mathematics. Below is an elaboration on how this concept is applied in different fields:
A. Physical Sciences and Engineering
In physics, the most common application is Kinematics. If $s$ represents the displacement of a particle and $t$ represents time, then:
1. Velocity ($v$): The rate of change of displacement with respect to time.
$v = \frac{ds}{dt}$
2. Acceleration ($a$): The rate of change of velocity with respect to time.
$a = \frac{dv}{dt} = \frac{d^2s}{dt^2}$
B. Economics and Commerce
In the context of Indian trade and industry, businesses use derivatives to optimize production and pricing. This is often referred to as Marginal Analysis. For instance, if $C(x)$ is the total cost in $\textsf{₹}$ for producing $x$ units of a commodity:
Marginal Cost (MC)
It represents the additional cost incurred by producing one more unit. It is the instantaneous rate of change of total cost with respect to the output quantity.
$MC = \frac{dC}{dx}$
C. Social Sciences and Biology
Derivatives are used to model the growth rate of populations. If $P$ is the population of a region at time $t$, then $\frac{dP}{dt}$ represents the rate at which the population is growing or declining at any given instant.
Geometric Interpretation
Geometrically, the derivative $\frac{dy}{dx}$ at a point $P(x_0, y_0)$ represents the slope of the tangent to the curve $y = f(x)$ at that point. This slope tells us how steeply the "output" variable $y$ is rising or falling for every unit increase in the "input" variable $x$ at that exact location on the graph.
If $\frac{dy}{dx} > 0$, the quantity is increasing. Conversely, if $\frac{dy}{dx} < 0$, the quantity is decreasing. If $\frac{dy}{dx} = 0$, the quantity has reached a stationary point, such as a local maximum or minimum.
Definition and Derivation of Rate of Change
To establish the derivative as a mathematical tool for measuring change, let us consider a continuous function $y = f(x)$. Here, $x$ is the independent variable (such as time, length, or quantity) and $y$ is the dependent variable that changes in response to $x$.
The Concept of Increments
Suppose the independent variable $x$ undergoes a small change, denoted by the increment $\delta x$. Because $y$ is a function of $x$, this change produces a corresponding increment in $y$, denoted by $\delta y$.
$y + \delta y = f(x + \delta x)$
To find the change in $y$ alone, we subtract the original function $y = f(x)$ from equation (i):
$\delta y = f(x + \delta x) - f(x)$
[Incremental change in $y$]
Average Rate of Change
The average rate of change of $y$ with respect to $x$ over the interval from $x$ to $x + \delta x$ is defined as the ratio of the change in the dependent variable to the change in the independent variable.
$\text{Average Rate} = \frac{\delta y}{\delta x} = \frac{f(x + \delta x) - f(x)}{\delta x}$
Derivation of Instantaneous Rate of Change
The average rate provides an overview over an interval, but in physics and engineering, we require the instantaneous rate of change—the rate at a specific, exact moment. To find this, we allow the interval $\delta x$ to become infinitely small, approaching zero.
Taking the limit as $\delta x \to 0$ on both sides of the above equation:
$\lim\limits_{\delta x \to 0} \frac{\delta y}{\delta x} = \lim\limits_{\delta x \to 0} \frac{f(x + \delta x) - f(x)}{\delta x}$
By the definition of the derivative in calculus, this limit is denoted as $\frac{dy}{dx}$ or $f'(x)$. Thus, the instantaneous rate of change of $y$ with respect to $x$ is:
$\frac{dy}{dx} = f'(x)$
If we wish to calculate this rate at a specific point, say $x = x_0$, we denote it as:
$\left. \frac{dy}{dx} \right]_{x = x_0} \text{ or } f'(x_0)$
Related Rates and the Chain Rule
In many real-world scenarios, we encounter situations where two or more variables are not directly linked but are both dependent on a third variable, most commonly time ($t$). For instance, as the radius of a spherical balloon increases over time, its volume also increases over time. In such cases, the rates of change of these variables are "related" to each other.
Mathematical Derivation
Consider two variables $x$ and $y$ that are expressed as functions of a parameter $t$. Let:
$y = f(t) \text{ and } x = g(t)$
To find the rate of change of $y$ with respect to $x$, we apply the Chain Rule of differentiation. The Chain Rule states that if $y$ is a function of $x$ and $x$ is a function of $t$, then the derivative of $y$ with respect to $t$ is:
$\frac{dy}{dt} = \frac{dy}{dx} \cdot \frac{dx}{dt}$
[By Chain Rule]
By rearranging the terms in the above equation to isolate $\frac{dy}{dx}$, we obtain the formula for related rates:
$\frac{dy}{dx} = \frac{\frac{dy}{dt}}{\frac{dx}{dt}}$
[Provided $\frac{dx}{dt} \neq 0$]
This derivation shows that the instantaneous rate of change of $y$ with respect to $x$ is the ratio of their respective rates of change with respect to the common parameter $t$.
Geometric and Physical Significance of the Sign
The sign of the derivative $\frac{dy}{dx}$ is crucial for understanding the behavior of the relationship between $x$ and $y$.
1. Positive Rate of Change ($\frac{dy}{dx} > 0$)
If $\frac{dy}{dx}$ is positive, it indicates that the variables $x$ and $y$ move in the same direction. That is, as $x$ increases, $y$ also increases. Conversely, if $x$ decreases, $y$ also decreases.
Example: In a circle, as the radius $r$ increases, the area $A$ also increases, so $\frac{dA}{dr}$ is positive.
2. Negative Rate of Change ($\frac{dy}{dx} < 0$)
If $\frac{dy}{dx}$ is negative, it indicates that the variables move in opposite directions. As $x$ increases, $y$ decreases. This is often seen in problems involving distance (e.g., a ladder sliding down a wall).
Example: If a vessel is being emptied, the height $h$ of the liquid decreases as time $t$ increases, making $\frac{dh}{dt}$ negative.
Commonly Used Formulas in Related Rates
Competitive exams often feature problems based on geometric shapes. The following table summarizes the formulas where derivatives are frequently applied as rate measures:
| Shape | Variable (y) | Formula | Derivative (dy/dx) |
|---|---|---|---|
| Circle | Area ($A$) | $A = \pi r^2$ | $\frac{dA}{dr} = 2\pi r$ |
| Sphere | Volume ($V$) | $V = \frac{4}{3}\pi r^3$ | $\frac{dV}{dr} = 4\pi r^2$ |
| Sphere | Surface Area ($S$) | $S = 4\pi r^2$ | $\frac{dS}{dr} = 8\pi r$ |
| Cube | Volume ($V$) | $V = x^3$ | $\frac{dV}{dx} = 3x^2$ |
| Cone | Volume ($V$) | $V = \frac{1}{3}\pi r^2 h$ | Variable (depends on $r$ and $h$) |
Important Remarks
1. Unit Consistency: Always ensure that all quantities are in the same system of units (e.g., if the radius is in $cm$ and time in $seconds$, the rate must be in $cm^2/s$ or $cm^3/s$).
2. Instantaneous vs. Average: If the question asks for the rate "at $x = 5$", it refers to the instantaneous rate. If it asks "between $x=2$ and $x=5$", it refers to the average rate.
Applications in Economics and Commerce
In the modern economic landscape, decision-making relies heavily on understanding how small changes in production affect financial outcomes. Calculus, specifically the derivative, allows economists to calculate marginal values. These values represent the instantaneous rate of change of a total quantity (like cost or revenue) with respect to the number of units produced or sold.
The Concept of Marginal Analysis
Marginal analysis is the study of the additional benefits or costs of an activity. If $x$ is the number of units of a commodity, then any function $f(x)$ representing a total quantity has a "marginal" counterpart $f'(x)$.
1. Marginal Cost (MC)
Marginal Cost is defined as the instantaneous rate of change of the Total Cost (C) with respect to the number of items produced ($x$). In simple terms, it is the approximate cost of producing one additional unit of the product.
Let $C(x)$ be the total cost function. The marginal cost $MC$ is given by the derivative:
$MC = \frac{dC}{dx} = f'(x)$
Note: In many problems, $C(x)$ is expressed as a polynomial: $C(x) = ax^2 + bx + k$, where $k$ represents the Fixed Cost (cost when $x=0$) and $ax^2 + bx$ represents the Variable Cost.
2. Marginal Revenue (MR)
Marginal Revenue is the instantaneous rate of change of the Total Revenue (R) with respect to the number of items sold ($x$). It represents the additional income generated by selling one more unit of a product.
If $p$ is the price per unit (demand function) and $x$ is the number of units sold, then the Total Revenue $R(x)$ is calculated as:
$R(x) = p \times x$
The marginal revenue $MR$ is the derivative of this revenue function:
$MR = \frac{dR}{dx}$
Related Economic Measures
To provide a comprehensive understanding for competitive exams, we must also consider Average Cost (AC) and Average Revenue (AR):
1. Average Cost (AC): It is the cost per unit of production.
$AC = \frac{C(x)}{x}$
2. Average Revenue (AR): It is the revenue per unit sold, which is identical to the price $p$.
$AR = \frac{R(x)}{x} = \frac{p \cdot x}{x} = p$
Example 1. The total revenue received from the sale of $x$ units of a product is given by $R(x) = 3x^2 + 36x + 5$. Find the marginal revenue when $x = 5$ in $\textsf{₹}$.
Answer:
Given: Total Revenue function $R(x) = 3x^2 + 36x + 5$
To Find: Marginal Revenue ($MR$) at $x = 5$.
Solution:
We know that Marginal Revenue is the derivative of the Total Revenue function with respect to $x$:
$MR = \frac{dR}{dx}$
Differentiating $R(x)$ with respect to $x$:
$MR = \frac{d}{dx}(3x^2 + 36x + 5)$
$MR = 6x + 36$
Now, substituting the value $x = 5$:
$MR = 6(5) + 36$
$MR = 30 + 36 = 66$
Hence, the marginal revenue when 5 units are sold is $\textsf{₹} \ 66$.
Example 2. The total cost $C(x)$ in Rupees ($\textsf{₹}$) associated with the production of $x$ units of an item is given by $C(x) = 0.007x^3 - 0.003x^2 + 15x + 4000$.
Find the marginal cost when 17 units are produced.
Answer:
Given the total cost function:
$C(x) = 0.007x^3 - 0.003x^2 + 15x + 4000$
We know that Marginal Cost ($MC$) is the derivative of total cost with respect to $x$:
$MC = \frac{dC}{dx} = \frac{d}{dx}(0.007x^3 - 0.003x^2 + 15x + 4000)$
Differentiating with respect to $x$:
$MC = 0.021x^2 - 0.006x + 15$
When $x = 17$:
$MC = 0.021(17)^2 - 0.006(17) + 15$
$MC = 0.021(289) - 0.102 + 15$
$MC = 6.069 - 0.102 + 15$
$MC = 20.967$
Hence, the marginal cost is $\textsf{₹} \ 20.97$ (approximately).
Example 3. Find the rate of change of the area of a circle with respect to its radius $r$ when $r = 5 \ cm$.
Answer:
The area $A$ of a circle with radius $r$ is given by:
$A = \pi r^2$
The rate of change of the area $A$ with respect to its radius $r$ is:
$\frac{dA}{dr} = \frac{d}{dr}(\pi r^2) = 2\pi r$
When $r = 5 \ cm$:
$\frac{dA}{dr} = 2\pi (5) = 10\pi$
Thus, the area of the circle is changing at the rate of $10\pi \ cm^2/cm$.
Example 4. The volume of a sphere is increasing at the rate of $8\ cm^3/s$. How fast is its surface area increasing when the radius of the sphere is $12\ cm$?
Answer:
Given: Rate of change of volume with respect to time $t$, $\frac{dV}{dt} = 8\ cm^3/s$.
To Find: Rate of change of surface area $\frac{dS}{dt}$ when $r = 12\ cm$.
Solution:
Let $V$ be the volume, $S$ be the surface area, and $r$ be the radius of the sphere at any time $t$.
We know the volume of a sphere is:
$V = \frac{4}{3}\pi r^3$
Differentiating both sides with respect to $t$:
$\frac{dV}{dt} = \frac{d}{dt}\left(\frac{4}{3}\pi r^3\right)$
$\frac{dV}{dt} = \frac{4}{3}\pi \cdot 3r^2 \cdot \frac{dr}{dt}$
$8 = 4\pi r^2 \frac{dr}{dt}$
Solving for $\frac{dr}{dt}$:
$\frac{dr}{dt} = \frac{8}{4\pi r^2} = \frac{2}{\pi r^2}$
... (i)
Now, the surface area of the sphere is:
$S = 4\pi r^2$
Differentiating surface area with respect to $t$:
$\frac{dS}{dt} = 8\pi r \frac{dr}{dt}$
Substituting the value of $\frac{dr}{dt}$ from equation (i):
$\frac{dS}{dt} = 8\pi r \left(\frac{2}{\pi r^2}\right)$
$\frac{dS}{dt} = \frac{16}{r}$
When radius $r = 12\ cm$:
$\frac{dS}{dt} = \frac{16}{12} = \frac{4}{3}$
Hence, the surface area is increasing at the rate of $\frac{4}{3}\ cm^2/s$.
Example 5. An edge of a variable cube is increasing at the rate of $3\ cm/s$. How fast is the volume of the cube increasing when the edge is $10\ cm$ long?
Answer:
Let $x$ be the length of the edge and $V$ be the volume of the cube.
Given: $\frac{dx}{dt} = 3\ cm/s$ and $x = 10\ cm$.
The volume of a cube is given by:
$V = x^3$
Differentiating with respect to time $t$:
$\frac{dV}{dt} = \frac{d}{dt}(x^3) = 3x^2 \frac{dx}{dt}$
Substituting the given values:
$\frac{dV}{dt} = 3(10)^2 \cdot (3)$
$\frac{dV}{dt} = 3(100) \cdot 3 = 900$
Thus, the volume of the cube is increasing at the rate of $900\ cm^3/s$.
Example 6. The total revenue in Rupees ($\textsf{₹}$) received from the sale of $x$ units of a product is given by $R(x) = 13x^2 + 26x + 15$. Find the marginal revenue when $x = 7$.
Answer:
Given: $R(x) = 13x^2 + 26x + 15$
We know that Marginal Revenue ($MR$) is the rate of change of total revenue with respect to the number of items sold ($x$):
$MR = \frac{dR}{dx} = \frac{d}{dx}(13x^2 + 26x + 15)$
$MR = 26x + 26$
When $x = 7$:
$MR = 26(7) + 26$
$MR = 182 + 26 = 208$
Hence, the marginal revenue is $\textsf{₹}\ 208$.
Example 7. A stone is dropped into a quiet lake and waves move in circles at a speed of $4\ cm/s$. At the instant when the radius of the circular wave is $10\ cm$, how fast is the enclosed area increasing?
Answer:
Given: The radius $r$ is increasing at the rate of $4\ cm/s$. Therefore, $\frac{dr}{dt} = 4\ cm/s$.
The area $A$ of a circle is:
$A = \pi r^2$
The rate of change of area with respect to time $t$ is:
$\frac{dA}{dt} = \frac{d}{dt}(\pi r^2) = 2\pi r \frac{dr}{dt}$
When $r = 10\ cm$:
$\frac{dA}{dt} = 2\pi (10)(4)$
$\frac{dA}{dt} = 80\pi$
Thus, the enclosed area is increasing at the rate of $80\pi\ cm^2/s$.
Tangents and Normals
The study of Tangents and Normals is one of the most direct geometric applications of differential calculus. By calculating the derivative of a function at a specific point, we gain precise information about the direction and orientation of the curve at that exact location. This is often referred to as finding the gradient of the curve.
Geometric Interpretation of the Derivative
Consider a continuous curve defined by the function $y = f(x)$. Let $P(x_1, y_1)$ be a fixed point on this curve. If we draw a straight line that just touches the curve at point $P$, this line is called the Tangent to the curve at $P$.
The Normal to a curve at a point $P(x_1, y_1)$ is a straight line that passes through $P$ and is perpendicular to the tangent at that same point.
Suppose the tangent line makes an angle $\psi$ with the positive direction of the $x$-axis. The slope ($m$) is defined as follows:
$m = \tan \psi = \left. \frac{dy}{dx} \right|_{(x_1, y_1)}$
[Slope of the Tangent]
For the Normal line, using the condition of perpendicularity ($m_1 \cdot m_2 = -1$):
$m_N = -\frac{1}{\left( \frac{dy}{dx} \right)_{(x_1, y_1)}}$
[Slope of the Normal]
Special Geometric Cases
Case I: Tangent Parallel to the X-axis (Horizontal Tangent)
When the tangent is parallel to the $x$-axis, its inclination $\psi = 0^\circ$. This usually occurs at the turning points (maxima or minima) of a curve.
$\tan 0^\circ = 0 \implies \frac{dy}{dx} = 0$
Case II: Tangent Parallel to the Y-axis (Vertical Tangent)
When the tangent is parallel to the $y$-axis, it is perpendicular to the $x$-axis. Here, $\psi = 90^\circ$. The slope becomes infinite, which mathematically implies the denominator of the derivative is zero.
$\tan 90^\circ = \infty \implies \frac{dx}{dy} = 0$
Case III: Tangent Equally Inclined to the Axes
If a tangent is equally inclined to the coordinate axes, it makes an angle of $45^\circ$ or $135^\circ$ with the positive $x$-axis.
$\tan 45^\circ = 1 \text{ or } \tan 135^\circ = -1$
$\frac{dy}{dx} = \pm 1$
The Concept of the Normal
The Normal to a curve at a point $P(x_1, y_1)$ is defined as a straight line that passes through $P$ and is perpendicular to the tangent at that same point.
According to the laws of perpendicularity in coordinate geometry, if the slope of the tangent is $m_T$ and the slope of the normal is $m_N$, then their product must be $-1$.
$m_T \cdot m_N = -1$
(Perpendicular Condition)
By substituting the derivative for $m_T$, we derive the slope of the normal:
$m_N = -\frac{1}{\left( \frac{dy}{dx} \right)_{(x_1, y_1)}} = -\left( \frac{dx}{dy} \right)_{(x_1, y_1)}$
Summary Table for Quick Reference
| Orientation of Tangent | Angle ($\psi$) | Mathematical Condition |
|---|---|---|
| Horizontal (Parallel to X-axis) | $0^\circ$ | $\frac{dy}{dx} = 0$ |
| Vertical (Parallel to Y-axis) | $90^\circ$ | $\frac{dx}{dy} = 0$ |
| Equally Inclined | $45^\circ / 135^\circ$ | $\frac{dy}{dx} = \pm 1$ |
| Perpendicular to a line with slope $m$ | --- | $\frac{dy}{dx} = -\frac{1}{m}$ |
Equations of Tangent and Normal
1. Equation of the Tangent
To find the equation of a tangent to the curve $y = f(x)$ at a given point $P(x_1, y_1)$, we utilize the Point-Slope Form of a straight line from coordinate geometry. This form states that a line passing through $(x_1, y_1)$ with a known slope $m$ is represented by the equation $y - y_1 = m(x - x_1)$.
In the context of calculus, the slope $m$ of the tangent at point $P$ is exactly the derivative of the function evaluated at that point.
$m = \left. \frac{dy}{dx} \right|_{(x_1, y_1)}$
[Gradient at point $P$]
Substituting this value into the point-slope formula, we obtain the Equation of the Tangent:
$y - y_1 = \left( \frac{dy}{dx} \right)_{(x_1, y_1)} (x - x_1)$
Special Remark
If the derivative $\frac{dy}{dx}$ does not exist (becomes infinite) at the point $(x_1, y_1)$, the tangent is vertical (parallel to the $y$-axis). In such a case, the equation of the tangent simplifies to:
$x = x_1$
2. Equation of the Normal
The Normal to a curve at a point $P(x_1, y_1)$ is defined as the line perpendicular to the tangent at that point. From the properties of perpendicular lines in coordinate geometry, we know that the product of the slopes of two perpendicular lines is $-1$.
$m_{tangent} \cdot m_{normal} = -1$
Thus, the slope of the normal ($m_n$) can be derived as:
$m_n = -\frac{1}{m_{tangent}} = -\frac{1}{\left( \frac{dy}{dx} \right)_{(x_1, y_1)}}$
[Condition for Perpendicularity]
By applying the point-slope form again, we find the Equation of the Normal at $(x_1, y_1)$:
$y - y_1 = -\frac{1}{\left( \frac{dy}{dx} \right)_{(x_1, y_1)}} (x - x_1)$
This equation can also be written in an alternative linear form to avoid fractions:
$(x - x_1) + \left( \frac{dy}{dx} \right)_{(x_1, y_1)} (y - y_1) = 0$
Angle of Intersection of Two Curves
The angle of intersection between two curves is a fundamental concept in coordinate geometry and calculus. It is defined as the angle between the tangents drawn to the two curves at their common point of intersection. If the two tangents are perpendicular, the curves are said to intersect orthogonally.
Geometric Representation
Let two curves be represented by the functions $y = f(x)$ and $y = g(x)$. Suppose these curves intersect at a point $P(x_1, y_1)$. At this point, we can draw a tangent $T_1$ to the first curve and a tangent $T_2$ to the second curve. The angle $\theta$ between these two tangents is the angle of intersection of the curves.
Formula and Derivation
Let $m_1$ be the slope of the tangent to the curve $y = f(x)$ at point $P$, and $m_2$ be the slope of the tangent to the curve $y = g(x)$ at point $P$.
$m_1 = \left( \frac{dy}{dx} \right)_{\text{for curve 1 at } P}$
$m_2 = \left( \frac{dy}{dx} \right)_{\text{for curve 2 at } P}$
From trigonometry, the acute angle $\theta$ between two lines with slopes $m_1$ and $m_2$ is given by:
$\tan \theta = \left| \frac{m_1 - m_2}{1 + m_1 m_2} \right|$
Special Conditions for Intersection
1. Orthogonal Intersection
Two curves are said to cut each other orthogonally (at right angles) if the tangents at their point of intersection are perpendicular to each other. In this case, $\theta = 90^\circ$.
$m_1 \cdot m_2 = -1$
[Condition for Orthogonality]
2. Tangential Curves (Touching Curves)
Two curves are said to touch each other if the tangents at their point of intersection coincide. In this case, the angle $\theta = 0^\circ$.
$m_1 = m_2$
[Condition for Touching Curves]
Step-by-Step Procedure to find Angle of Intersection
To find the angle between two curves, follow these steps:
Step I: Solve the equations of the two given curves simultaneously to find the Point of Intersection $(x_1, y_1)$. If there are multiple points, calculate the angle at each point separately.
Step II: Find the derivative $\frac{dy}{dx}$ for both curves separately.
Step III: Calculate the numerical values of the slopes $m_1$ and $m_2$ by substituting the coordinates of the intersection point into the respective derivatives.
Step IV: Substitute $m_1$ and $m_2$ into the $\tan \theta$ formula to find the acute angle.
Example 1. Show that the curves $y^2 = x$ and $x^2 = y$ intersect at $(1, 1)$ and find the angle between them at this point.
Answer:
Given Curves: $y^2 = x$ (Curve 1) and $x^2 = y$ (Curve 2).
Verification of Point: At $(1, 1)$, for Curve 1: $1^2 = 1$ (True). For Curve 2: $1^2 = 1$ (True). Thus, $(1, 1)$ is a point of intersection.
Slope of Curve 1 ($m_1$):
$2y \frac{dy}{dx} = 1 \implies \frac{dy}{dx} = \frac{1}{2y}$
At $(1, 1)$, $m_1 = \frac{1}{2(1)} = \frac{1}{2}$.
Slope of Curve 2 ($m_2$):
$2x = \frac{dy}{dx}$
At $(1, 1)$, $m_2 = 2(1) = 2$.
Angle of Intersection ($\theta$):
$\tan \theta = \left| \frac{m_1 - m_2}{1 + m_1 m_2} \right| = \left| \frac{1/2 - 2}{1 + (1/2)(2)} \right|$
$\tan \theta = \left| \frac{-3/2}{2} \right| = \left| \frac{-3}{4} \right| = \frac{3}{4}$
Therefore, the angle of intersection is $\theta = \tan^{-1}\left(\frac{3}{4}\right)$.
Example 2. Find the equations of the tangent and normal to the curve $x^{2/3} + y^{2/3} = 2$ at the point $(1, 1)$.
Answer:
Given: Equation of the curve $x^{2/3} + y^{2/3} = 2$.
Step 1: Differentiate the equation with respect to $x$.
$\frac{2}{3}x^{-1/3} + \frac{2}{3}y^{-1/3} \frac{dy}{dx} = 0$
$\frac{dy}{dx} = -\frac{x^{-1/3}}{y^{-1/3}} = -\left( \frac{y}{x} \right)^{1/3}$
Step 2: Find the slope of the tangent ($m$) at $(1, 1)$.
$m = -\left( \frac{1}{1} \right)^{1/3} = -1$
Step 3: Equation of the Tangent at $(1, 1)$:
$y - 1 = -1(x - 1)$
$y - 1 = -x + 1 \implies x + y - 2 = 0$
Step 4: Equation of the Normal at $(1, 1)$:
Slope of normal $m_n = -\frac{1}{m} = -\frac{1}{-1} = 1$.
$y - 1 = 1(x - 1)$
$y - 1 = x - 1 \implies x - y = 0$
The equation of tangent is $x + y = 2$ and the normal is $x = y$.
Approximations, Errors and Differentials
The concept of Approximation using derivatives is based on the idea of linearization. When we look at a curve very closely at a specific point, it behaves almost like a straight line (the tangent). Differentials allow us to use this straight-line behavior to estimate changes in a function without performing complex calculations.
Conceptual Definition of Differentials
Let $y = f(x)$ be a differentiable function. Suppose $x$ is an independent variable that undergoes a small change, denoted by $\delta x$. This change in $x$ causes a corresponding change in the dependent variable $y$, which we denote as $\delta y$.
The Mathematical Derivation
By the first principle of derivatives, the derivative of $y$ with respect to $x$ is defined as the limit of the ratio of these changes:
$\frac{dy}{dx} = \lim\limits_{\delta x \to 0} \frac{\delta y}{\delta x}$
For a non-zero but very small increment $\delta x$, the ratio $\frac{\delta y}{\delta x}$ is approximately equal to the derivative $\frac{dy}{dx}$. We can express this relationship by introducing a small quantity $\epsilon$ that vanishes as $\delta x$ approaches zero:
$\frac{\delta y}{\delta x} = \frac{dy}{dx} + \epsilon$
[where $\epsilon \to 0$ as $\delta x \to 0$]
Multiplying both sides by $\delta x$:
$\delta y = \frac{dy}{dx} \cdot \delta x + \epsilon \cdot \delta x$
Since $\epsilon \cdot \delta x$ is the product of two extremely small quantities, it becomes negligible. Therefore, for practical calculation and approximation, we have:
$\delta y \approx \frac{dy}{dx} \cdot \delta x$
[Fundamental Approximation]
Defining the Differentials $dx$ and $dy$
To make the notation consistent with the symbol $\frac{dy}{dx}$, we formally define the differentials as separate mathematical entities:
A. Differential of the Independent Variable ($dx$)
The differential of the independent variable $x$, denoted by $dx$, is defined to be exactly equal to its increment $\delta x$. It represents an arbitrary change in $x$.
$dx = \delta x$
B. Differential of the Dependent Variable ($dy$)
The differential of the dependent variable $y$, denoted by $dy$, is defined as the product of the derivative $f'(x)$ and the differential $dx$.
$dy = f'(x) dx = \left( \frac{dy}{dx} \right) dx$
Critical Distinction: $\delta y$ vs $dy$
It is crucial for students to understand that $\delta y$ and $dy$ are not the same, although they are very close in value when $\delta x$ is small.
1. Actual Change ($\delta y$): This is the true difference in the function's value, $f(x + \delta x) - f(x)$. Geometrically, it represents the change in height along the curve.
2. Differential Change ($dy$): This is the principal part of the change. Geometrically, it represents the change in height along the tangent line to the curve at point $x$.
In most approximation problems, we treat $dy$ as a reliable substitute for $\delta y$. This leads to the general formula for approximating a value near a known point:
$f(x + \delta x) \approx f(x) + dy$
$f(x + \delta x) \approx f(x) + f'(x) \delta x$
Detailed Application to Approximations
To find the approximate value of a function $f$ at a point $x + \delta x$, where $\delta x$ is very small, we use the concept of linear approximation. The underlying principle is that for a very small interval, the curve of a function is nearly identical to its tangent line.
Derivation of the Approximation Formula
Let $y = f(x)$. If $x$ increases to $x + \delta x$, then the actual change in $y$ is denoted by $\delta y$. We can write this relationship as:
$y + \delta y = f(x + \delta x)$
By subtracting $y = f(x)$ from both sides, we isolate the change in $y$:
$\delta y = f(x + \delta x) - f(x)$
[Actual change in $y$]
We know from the definition of differentials that the actual change $\delta y$ is approximately equal to the differential $dy$. Therefore:
$\delta y \approx dy$
Substituting the expression for $dy = f'(x) \delta x$ into the above equation:
$f(x + \delta x) - f(x) \approx f'(x) \delta x$
Rearranging the formula gives us the final tool for calculation:
$f(x + \delta x) \approx f(x) + f'(x) \delta x$
[Approximation Formula]
Working Strategy: To use this formula, we split the given number into two parts: $x$ (a value whose function result is perfectly known) and $\delta x$ (the small remaining part or error).
Classification of Errors
In scientific measurements and engineering calculations, no measurement is perfectly precise. The difference between the measured value and the actual value is termed as an "error". Calculus helps us determine how an error in an independent variable propagates to the dependent variable.
Definitions of Error Types
Suppose $x$ is the measured value of a quantity and $\delta x$ is the error in its measurement:
| Type of Error | Mathematical Formula | Description |
|---|---|---|
| Absolute Error | $\delta x$ | The actual magnitude of the error in measurement of $x$. |
| Relative Error | $\frac{\delta x}{x}$ | The ratio of the absolute error to the true value of the quantity. |
| Percentage Error | $\frac{\delta x}{x} \times 100$ | The relative error expressed as a part of 100. |
Propagated Error in Dependent Variables
If $y = f(x)$ is a calculated quantity based on the measured value $x$, the absolute error in $y$ ($\delta y$) can be estimated using the derivative:
$\delta y = \left( \frac{dy}{dx} \right) \cdot \delta x$
Similarly, the Relative Error in $y$ is given by $\frac{\delta y}{y}$ and the Percentage Error in $y$ is $\frac{\delta y}{y} \times 100$.
Geometrical Interpretation of Differentials
Consider the graph of a differentiable function $y = f(x)$. Let $P(x, y)$ be a point on the curve. Suppose the independent variable $x$ increases by a small amount $\delta x$ to reach a new value $x + \delta x$. This corresponds to a new point $Q(x + \delta x, y + \delta y)$ on the curve.
The Construction
1. Draw a tangent to the curve at point $P$. Let this tangent make an angle $\psi$ with the positive $x$-axis.
2. From point $Q$, drop a perpendicular to the $x$-axis. Let it intersect the horizontal line through $P$ at point $M$ and the tangent line at point $R$.
3. Here, the distance $PM$ represents the change in $x$, so $PM = \delta x = dx$.
Formal Derivation of the Relationship
From the right-angled triangle $\triangle PRM$ in the figure above, we can define the slope of the tangent line:
$\tan \psi = \frac{RM}{PM}$
We know from the geometric definition of the derivative that the slope of the tangent at $P$ is $\frac{dy}{dx}$. Also, since $PM = dx$:
$\frac{dy}{dx} = \frac{RM}{dx}$
By cross-multiplying, we find the value of the vertical segment $RM$:
$RM = \left( \frac{dy}{dx} \right) dx$
By our mathematical definition, $dy = f'(x) dx$. Therefore, we can conclude that:
$RM = dy$
[Differential of $y$]
Distinguishing the Changes
Now, let us observe the segment $QM$ in the diagram:
1. Actual Increment ($\delta y$): The segment $QM$ represents the true change in the function's value as we move along the curve from $P$ to $Q$. Thus, $QM = \delta y$.
2. Differential ($dy$): The segment $RM$ represents the change in the vertical coordinate along the tangent line. Thus, $RM = dy$.
3. The Approximation Error: The small segment $QR$ represents the difference between the actual change and the differential. Mathematically, $\text{Error} = \delta y - dy$.
The Principle of Linearization
As the change in $x$ becomes smaller and smaller ($\delta x \to 0$), the point $Q$ moves closer to $P$ along the curve. The segment $QR$ shrinks much faster than the segments $QM$ or $RM$. Consequently, the tangent line becomes an almost perfect substitute for the curve in the immediate neighborhood of $P$.
This is why we can confidently state:
$\delta y \approx dy$
[As $\delta x \to 0$]
Example 1. Use differentials to approximate $\sqrt{36.6}$.
Answer:
Let the function be $f(x) = \sqrt{x}$.
We choose a value $x$ near $36.6$ whose square root is perfectly known. Let $x = 36$.
Then the increment $\delta x = 36.6 - 36 = 0.6$.
Differentiating $f(x)$:
$f'(x) = \frac{1}{2\sqrt{x}}$
Using the approximation formula $f(x + \delta x) \approx f(x) + f'(x) \delta x$:
$\sqrt{36.6} \approx \sqrt{36} + \frac{1}{2\sqrt{36}} (0.6)$
$\sqrt{36.6} \approx 6 + \frac{1}{2 \times 6} (0.6)$
$\sqrt{36.6} \approx 6 + \frac{0.6}{12}$
$\sqrt{36.6} \approx 6 + 0.05 = 6.05$
Hence, the approximate value of $\sqrt{36.6}$ is $6.05$.
Example 2. If the radius of a sphere is measured as $7 \ cm$ with an error of $0.01 \ cm$, find the approximate error in calculating its volume.
Answer:
Given: Radius $r = 7 \ cm$ and error in radius $\delta r = 0.01 \ cm$.
The volume $V$ of a sphere is given by:
$V = \frac{4}{3} \pi r^3$
The approximate error in volume $\delta V$ is given by $dV$:
$dV = \left( \frac{dV}{dr} \right) \delta r$
Differentiating $V$ with respect to $r$:
$\frac{dV}{dr} = \frac{4}{3} \pi (3r^2) = 4\pi r^2$
Substituting the values:
$dV = 4 \pi (7)^2 (0.01)$
$dV = 4 \pi (49) (0.01) = 1.96 \pi \ cm^3$
Thus, the approximate error in volume is $1.96 \pi \ cm^3$.
Increasing and Decreasing Functions
The concept of Monotonicity refers to the behavior of a function—whether it moves in an upward (increasing) or downward (decreasing) direction as the input value $x$ increases. In calculus, this behavior is determined by the rate of change of the function, which is represented by its derivative $f'(x)$.
If we consider a function $y = f(x)$, the derivative $f'(x)$ at any point represents the slope of the tangent to the curve at that point. The sign of this slope dictates the nature of the function:
$f'(x) > 0$
[Tangent makes an acute angle with positive x-axis]
$f'(x) < 0$
[Tangent makes an obtuse angle with positive x-axis]
The Mathematical Relationship
To determine where a function is increasing or decreasing, we must analyze the intervals where the derivative maintains a constant sign. This is achieved by solving polynomial or rational inequalities. The process generally involves the following steps:
1. Finding Critical Points: We find the values of $x$ where $f'(x) = 0$ or where $f'(x)$ is not defined. These points are where the function might change its behavior from increasing to decreasing or vice versa.
2. Dividing the Domain: These critical points divide the domain of the function into several disjoint open intervals.
3. Testing Signs: We check the sign of $f'(x)$ in each interval. If the derivative is positive throughout an interval, the function is strictly increasing there. If it is negative, the function is strictly decreasing.
Importance of Inequality Solving
Since the core of this section involves solving $f'(x) > 0$ and $f'(x) < 0$, mastering the Method of Intervals (also known as the Wavy Curve Method) is a prerequisite. Without a systematic way to solve these inequalities, it is impossible to accurately identify the intervals of monotonicity for complex functions like:
$f'(x) = \frac{(x-1)^3(x+2)}{(x-4)^2}$
Summary Table of Monotonicity
| Condition of Derivative | Nature of Function $f(x)$ |
|---|---|
| $f'(x) > 0$ for all $x \in (a, b)$ | Strictly Increasing |
| $f'(x) \geq 0$ for all $x \in (a, b)$ | Increasing (Non-decreasing) |
| $f'(x) < 0$ for all $x \in (a, b)$ | Strictly Decreasing |
| $f'(x) \leq 0$ for all $x \in (a, b)$ | Decreasing (Non-increasing) |
| $f'(x) = 0$ for all $x \in (a, b)$ | Constant Function |
Method of Intervals (Wavy Curve Method)
The Method of Intervals, popularly known as the Wavy Curve Method, is a powerful strategy used to solve inequalities of the form $f(x) > 0, f(x) < 0, f(x) \geq 0$ or $f(x) \leq 0$, where $f(x)$ is a polynomial or a rational function. This method helps in finding the intervals where the function remains positive or negative without testing every single point.
Consider a general polynomial expression $f(x)$ which has been factorised into linear factors:
$f(x) = (x - a_1)^{k_1} (x - a_2)^{k_2} \dots (x - a_n)^{k_n}$
Where $a_1, a_2, \dots, a_n$ are distinct real roots (critical points) and $k_1, k_2, \dots, k_n$ are natural numbers representing the multiplicity (powers) of these roots. We assume the roots are arranged such that:
$a_1 < a_2 < a_3 < \dots < a_n$
Sign Determination Rules and Logic
The sign of the expression changes or stays the same based on the power of the factor as we cross a critical point on the number line.
Rule 1: Even Powers (Multiplicity is Even)
If a factor is raised to an even power, such as $(x - a)^{2}, (x - a)^{4}$, etc., the term $(x - a)^k$ is always non-negative for all real $x$.
$(x - a)^k \geq 0$
[Whenever $k \in \{2, 4, 6, \dots\}$]
Since a positive number does not change the sign of the product, the sign of $f(x)$ does not change as $x$ moves from one side of $a$ to the other. For the purpose of the wavy curve, we can effectively "ignore" such factors, but we must account for them if the inequality is $\geq 0$ or $\leq 0$ (as the expression becomes zero at $x = a$).
Rule 2: Odd Powers (Multiplicity is Odd)
If a factor is raised to an odd power, such as $(x - a)^{1}, (x - a)^{3}$, etc., the sign of $(x - a)^k$ is exactly the same as the sign of $(x - a)$.
$\text{sign}[(x - a)^k] = \text{sign}(x - a)$
[Whenever $k \in \{1, 3, 5, \dots\}$]
As $x$ crosses the root $a$, the factor $(x - a)$ changes from negative to positive. Consequently, the sign of the entire expression $f(x)$ changes (flips).
Step-by-Step Procedure for Wavy Curve
To implement this method efficiently, follow these structural steps:
Step 1: Standardise the Factors
Ensure that the coefficient of $x$ in every linear factor is positive (preferably $+1$). If a factor is $(a - x)$, rewrite it as $-(x - a)$ and adjust the inequality sign if necessary (multiplying by $-1$ reverses the inequality).
Step 2: Plot Critical Points
Identify all roots by setting each factor to zero. Mark these points $a_1, a_2, \dots, a_n$ on a horizontal real number line.
Step 3: Assign Signs to Intervals
1. Rightmost Interval: For the interval to the extreme right (where $x > a_n$), the expression $f(x)$ will always be positive (+), provided all factors were standardised to the $(x - a)$ form. This is because every single factor in the product will be positive.
2. Moving Leftwards: As you move to the next interval by crossing a root:
$\bullet$ If the root comes from a factor with an odd power, change the sign (from $+$ to $-$ or vice versa).
$\bullet$ If the root comes from a factor with an even power, maintain the same sign.
Step 4: Identify the Solution Set
Based on the original inequality:
$\bullet$ If $f(x) > 0$, choose all intervals marked with a (+) sign.
$\bullet$ If $f(x) < 0$, choose all intervals marked with a (–) sign.
$\bullet$ For $\geq$ or $\leq$, include the roots themselves (closed brackets), but exclude any roots that make the denominator zero in the case of rational functions.
Rational Inequalities
A Rational Inequality involves a ratio of two polynomial functions, generally expressed in the form $Q(x) = \frac{f(x)}{g(x)}$. The fundamental objective is to determine the range of values for $x$ such that the quotient is either positive, negative, or zero. Solving these is very similar to solving polynomial inequalities, but with specific constraints regarding the denominator.
Let the rational expression be defined as:
$Q(x) = \frac{(x - a_1) (x - a_2) \dots (x - a_n)}{(x - b_1) (x - b_2) \dots (x - b_m)}$
... (i)
Where $a_i$ are the roots of the numerator and $b_j$ are the roots of the denominator.
The Principle of Sign Equivalence
The core logic behind solving rational inequalities is that the sign (positive or negative) of a quotient $\frac{a}{b}$ is identical to the sign of the product $a \cdot b$. This is because in both multiplication and division, the result is positive if the signs are the same and negative if the signs are opposite.
Mathematical Derivation
To convert a rational inequality into a polynomial-like form without changing the sense of the inequality, we can multiply both sides by the square of the denominator. Since the square of any real non-zero number is always positive, the inequality remains valid.
Consider the inequality:
$\frac{f(x)}{g(x)} > 0$
Multiply both sides by $[g(x)]^2$ (given $g(x) \neq 0$):
$\frac{f(x)}{g(x)} \cdot [g(x)]^2 > 0 \cdot [g(x)]^2$
[Multiplying by a positive quantity]
Simplifying the left-hand side:
$f(x) \cdot g(x) > 0$
Thus, the sign of the rational function $\frac{f(x)}{g(x)}$ is exactly the same as the sign of the product $f(x) \cdot g(x)$. This allows us to use the Wavy Curve Method on the combined roots of both the numerator and the denominator.
Critical Constraints and Domain
While the sign determination is similar to polynomials, we must strictly adhere to the following rules regarding the denominator:
1. Undefined Points: The denominator $g(x)$ can never be zero. Therefore, even if the inequality is non-strict ($\geq$ or $\leq$), the roots of $g(x)$ must always be excluded from the solution set using open intervals or parenthesis.
2. Common Factors: If there is a common factor $(x - c)$ in both the numerator and denominator, it cancels out for sign determination, but the point $x = c$ must still be excluded from the domain as the original function remains undefined at that point.
Comparison of Conditions
| Quotient Form | Equivalent Product Form | Constraint |
|---|---|---|
| $\frac{f(x)}{g(x)} > 0$ | $f(x) \cdot g(x) > 0$ | $g(x) \neq 0$ |
| $\frac{f(x)}{g(x)} \geq 0$ | $f(x) \cdot g(x) \geq 0$ | $g(x) \neq 0$ (Exclude $b_j$ roots) |
| $\frac{f(x)}{g(x)} < 0$ | $f(x) \cdot g(x) < 0$ | $g(x) \neq 0$ |
Example 1. Find the set of all real values of $x$ for which the function $f(x) = (x - 1)(x - 2)(x - 3)$ is strictly positive.
Answer:
Given:
$f(x) = (x - 1)(x - 2)(x - 3) > 0$
To Find: The intervals of $x$ where the above inequality holds true.
Solution:
Step 1: Identify Critical Points
The critical points (roots) are obtained by setting each linear factor to zero:
$x - 1 = 0 \implies x = 1$
$x - 2 = 0 \implies x = 2$
$x - 3 = 0 \implies x = 3$
Step 2: Plotting on Number Line and Interval Creation
Mark the points $1$, $2$, and $3$ on the real number line. These points divide the number line into four distinct intervals:
1. $(-\infty, 1)$
2. $(1, 2)$
3. $(2, 3)$
4. $(3, \infty)$
Step 3: Sign Analysis using the Wavy Curve Logic
Since the leading coefficient of $x$ in all factors is positive ($+1$) and all factors have an odd power (power of $1$), we start from the rightmost interval with a positive sign and alternate:
$\bullet$ Interval $(3, \infty)$: Take a test point $x = 4$. Then $f(4) = (4-1)(4-2)(4-3) = 3 \times 2 \times 1 = 6$, which is positive (+).
$\bullet$ Interval $(2, 3)$: Take a test point $x = 2.5$. Then $f(2.5) = (1.5)(0.5)(-0.5) = -0.375$, which is negative (–).
$\bullet$ Interval $(1, 2)$: Take a test point $x = 1.5$. Then $f(1.5) = (0.5)(-0.5)(-1.5) = +0.375$, which is positive (+).
$\bullet$ Interval $(-\infty, 1)$: Take a test point $x = 0$. Then $f(0) = (-1)(-2)(-3) = -6$, which is negative (–).
Step 4: Selection of Intervals
We are looking for the region where $f(x) > 0$ (the positive regions). From the analysis above, these are the intervals $(1, 2)$ and $(3, \infty)$.
The final solution is the union of these intervals:
$x \in (1, 2) \cup (3, \infty)$
[Final Solution Set]
Example 2. Find the set of all real values of $x$ satisfying the inequality:
$f(x) = \frac{(x - 1)^{2} (x - 2)^{3} (x - 4)^{4}}{(x - 5)} \leq 0$
Answer:
Given:
$\frac{(x - 1)^{2} (x - 2)^{3} (x - 4)^{4}}{(x - 5)} \leq 0$
To Find: The interval(s) of $x$ for which the expression is non-positive.
Solution:
Step 1: Identify Critical Points and Multiplicity
The critical points are obtained from both the numerator and the denominator:
$\bullet$ From $(x - 1)^2$: $x = 1$ (Even power, multiplicity 2)
$\bullet$ From $(x - 2)^3$: $x = 2$ (Odd power, multiplicity 3)
$\bullet$ From $(x - 4)^4$: $x = 4$ (Even power, multiplicity 4)
$\bullet$ From $(x - 5)$: $x = 5$ (Odd power, multiplicity 1)
Step 2: Sign Analysis on the Number Line
We plot $1, 2, 4,$ and $5$ on the number line. We start from the extreme right ($x > 5$) with a positive (+) sign because all leading coefficients of $x$ are positive.
1. At $x = 5$: The power is $1$ (Odd). The sign changes from $(+)$ to $(-)$.
2. At $x = 4$: The power is $4$ (Even). The sign remains $(-)$.
3. At $x = 2$: The power is $3$ (Odd). The sign changes from $(-)$ to $(+)$.
4. At $x = 1$: The power is $2$ (Even). The sign remains $(+)$.
Interval Sign Summary:
$\bullet$ $(5, \infty) \implies (+)$
$\bullet$ $(4, 5) \implies (-)$
$\bullet$ $(2, 4) \implies (-)$
$\bullet$ $(1, 2) \implies (+)$
$\bullet$ $(-\infty, 1) \implies (+)$
Step 3: Including Boundary Points
Since the inequality is $\leq 0$, we must include points where $f(x) = 0$ and exclude points where $f(x)$ is undefined.
$x = 1, 2, 4$
[Numerator roots: Included]
$x \neq 5$
[Denominator root: Excluded]
Final Conclusion
The negative regions are $(2, 4)$ and $(4, 5)$. Including the roots $x=2$ and $x=4$, these merge into the interval $[2, 5)$. Additionally, we must include the isolated point $x = 1$ because it makes the expression equal to zero.
$x \in [2, 5) \cup \{1\}$
Example 3. Solve the rational inequality: $\frac{x - 3}{x + 5} \leq 0$.
Answer:
Given:
A rational inequality $\frac{x - 3}{x + 5} \leq 0$.
To Find:
The set of real values (intervals) for $x$ that satisfy this condition.
Solution:
Step 1: Locate Critical Points
The points where the expression either becomes zero or undefined are called critical points.
$\bullet$ Setting the numerator to zero: $x - 3 = 0 \implies x = 3$
$\bullet$ Setting the denominator to zero: $x + 5 = 0 \implies x = -5$
Step 2: Interval Testing (Wavy Curve Method)
The critical points $-5$ and $3$ divide the real number line into three distinct intervals: $(-\infty, -5)$, $(-5, 3)$, and $(3, \infty)$.
Let $Q(x) = \frac{x - 3}{x + 5}$:
1. For $x > 3$: Let $x = 4$. $Q(4) = \frac{4-3}{4+5} = \frac{1}{9} > 0$. (Positive region)
2. For $-5 < x < 3$: Let $x = 0$. $Q(0) = \frac{0-3}{0+5} = \frac{-3}{5} < 0$. (Negative region)
3. For $x < -5$: Let $x = -6$. $Q(-6) = \frac{-6-3}{-6+5} = \frac{-9}{-1} = 9 > 0$. (Positive region)
Step 3: Applying Boundary Conditions
We require the expression to be less than or equal to zero ($\leq 0$).
$\bullet$ The inequality is satisfied in the interval where the sign is negative, i.e., $(-5, 3)$.
$\bullet$ Since the inequality includes "equal to" ($\leq$), we check the endpoints. At $x = 3$, $Q(x) = 0$, which is allowed. However, at $x = -5$, the expression is undefined.
$x \in (-5, 3]$
... (Final Result)
Increasing and Decreasing Functions
Let $f$ be a real-valued function defined in a domain $D$, where $D$ is a subset of the set of real numbers $\mathbb{R}$. We analyze the behavior of the function over an interval $D_1$ (which is a subset of $D$) based on how the output values $f(x)$ change relative to the input values $x$.
Increasing and Strictly Increasing Functions
In mathematical analysis, the behavior of a real-valued function $f(x)$ as the input $x$ moves from left to right on the real number line is referred to as its Monotonicity. When a function consistently maintains an upward trend or does not decrease, we classify it as an Increasing Function or a Strictly Increasing Function.
Let $f$ be a real-valued function defined on an interval $D \subseteq \mathbb{R}$, and let $D_1$ be a subset of $D$.
1. Increasing Function (Non-decreasing)
A function $f$ is said to be an increasing function on an interval $D_1$ if for any two points $x_1$ and $x_2$ in that interval, the order of the function values follows the order of the inputs, allowing for the possibility that the values may remain equal over some sub-interval.
Mathematically, the condition is defined as:
$x_1 < x_2 \implies f(x_1) \leq f(x_2)$
$\forall \ x_1, x_2 \in D_1$
Graphical Interpretation: The graph of an increasing function never moves downwards. It may move upwards or it may stay horizontal (flat) for some time. In terms of calculus, the slope of the tangent to such a curve is never negative, meaning the derivative satisfies:
$f'(x) \geq 0$
[Slope is non-negative]
2. Strictly Increasing Function
A function $f$ is strictly increasing on $D_1$ if a greater input always results in a strictly greater output. There are no "flat" or constant portions in the graph of a strictly increasing function.
The rigorous definition is:
$x_1 < x_2 \implies f(x_1) < f(x_2)$
$\forall \ x_1, x_2 \in D_1$
Graphical Interpretation: The graph always moves upwards as we move from left to right. There are no horizontal segments. For a differentiable function, this usually implies that the derivative is positive:
$f'(x) > 0$
[Slope is strictly positive]
Key Differences and Summary
The fundamental difference lies in the strictness of the inequality. While every strictly increasing function is technically also an increasing function, the reverse is not always true.
| Feature | Increasing Function | Strictly Increasing Function |
|---|---|---|
| Condition | $f(x_1) \leq f(x_2)$ | $f(x_1) < f(x_2)$ |
| Horizontal Segments | Permitted (Graph can stay flat) | Not Permitted (Graph must rise) |
| Derivative ($f'$) | $f'(x) \geq 0$ | $f'(x) > 0$ |
| Nature | Non-decreasing | Always increasing |
Example. Prove that the function $f(x) = 3x + 17$ is strictly increasing on $\mathbb{R}$.
Answer:
To Prove: $f(x)$ is strictly increasing on $\mathbb{R}$.
Proof:
Let $x_1$ and $x_2$ be any two real numbers such that:
$x_1 < x_2$
Multiplying both sides by $3$ (a positive number, which preserves the inequality):
$3x_1 < 3x_2$
Adding $17$ to both sides:
$3x_1 + 17 < 3x_2 + 17$
This can be written as:
$f(x_1) < f(x_2)$
(By definition of $f$)
Since $x_1 < x_2 \implies f(x_1) < f(x_2)$ for all $x_1, x_2 \in \mathbb{R}$, the function is strictly increasing.
Decreasing and Strictly Decreasing Functions
In the study of monotonocity, when a function consistently maintains a downward trend or does not increase as the input $x$ grows, it is classified under Decreasing or Strictly Decreasing functions. This behavior indicates that the output $f(x)$ is inversely related to the input $x$.
Let $f$ be a real-valued function defined on an interval $D \subseteq \mathbb{R}$, and let $D_2$ be a sub-interval of $D$.
3. Decreasing Function (Non-increasing)
A function $f$ is termed a decreasing function on an interval $D_2$ if, for any two values in that interval, the larger input results in an output that is either smaller than or equal to the output of the smaller input. This allows for portions of the graph to be horizontal.
The formal mathematical definition is:
$x_1 < x_2 \implies f(x_1) \geq f(x_2)$
$\forall \ x_1, x_2 \in D_2$
Graphical Interpretation: The graph of a decreasing function never rises as it moves from left to right. It may descend or remain flat (constant). In the context of calculus, the slope of the tangent (derivative) at any point is either negative or zero:
$f'(x) \leq 0$
[Slope is non-positive]
4. Strictly Decreasing Function
A function $f$ is strictly decreasing on $D_2$ if every increase in the input $x$ results in a definite decrease in the output $f(x)$. Unlike a standard decreasing function, there are no constant or horizontal segments in its graph.
The formal mathematical definition is:
$x_1 < x_2 \implies f(x_1) > f(x_2)$
$\forall \ x_1, x_2 \in D_2$
Graphical Interpretation: The graph strictly falls as we move along the positive x-axis. For differentiable functions, the derivative is strictly negative:
$f'(x) < 0$
[Slope is strictly negative]
Comparison Table of Decreasing Nature
| Function Type | Inequality Condition | Derivative Property | Graph Behavior |
|---|---|---|---|
| Decreasing | $f(x_1) \geq f(x_2)$ | $f'(x) \leq 0$ | Falls or stays flat |
| Strictly Decreasing | $f(x_1) > f(x_2)$ | $f'(x) < 0$ | Always falls |
Example. Show that the function $f(x) = \cos x$ is strictly decreasing in the interval $(0, \pi)$.
Answer:
To Prove: $f(x) = \cos x$ is strictly decreasing in $x \in (0, \pi)$.
Proof:
We use the First Derivative Test. Let us differentiate the function with respect to $x$:
$f'(x) = \frac{d}{dx}(\cos x)$
$f'(x) = -\sin x$
We know that for $x \in (0, \pi)$, i.e., in the first and second quadrants, the sine function is always positive:
$\sin x > 0$
$\forall \ x \in (0, \pi)$
Multiplying the inequality by $-1$ (which reverses the inequality sign):
$-\sin x < 0$
$\implies f'(x) < 0$
Since the derivative $f'(x)$ is strictly negative throughout the interval $(0, \pi)$, the function $f(x) = \cos x$ is strictly decreasing in this interval.
Monotonic Functions
In mathematical analysis, the term Monotonic is derived from the Greek words 'monos' (single) and 'tonos' (tone or direction). A function is considered monotonic over an interval if it preserves a consistent direction of movement—it either never decreases or never increases as the input $x$ moves across the interval.
Monotonicity is a fundamental property used to analyze the global and local behavior of functions, particularly in solving complex inequalities and optimization problems.
Classification of Monotonicity
A function $f$ defined on an interval $D$ is classified based on the strictness of its directional consistency:
1. Monotonic Function
A function is called monotonic in an interval if it is either increasing or decreasing throughout that interval. In this case, the function is allowed to remain constant (horizontal) over some parts of the interval.
$f(x_1) \leq f(x_2)$ or $f(x_1) \geq f(x_2)$
[For all $x_1 < x_2$]
2. Strictly Monotonic Function
A function is called strictly monotonic in an interval if it is either strictly increasing or strictly decreasing throughout that interval. Such functions never stay constant; they are always either rising or falling.
$f(x_1) < f(x_2)$ or $f(x_1) > f(x_2)$
[For all $x_1 < x_2$]
Summary of Monotonicity Conditions
The following table summarizes the relationship between the input values, the function outputs, and the visual behavior of the graph:
| Nature of Function | Condition for $x_1 < x_2$ | Graphical Interpretation |
|---|---|---|
| Increasing (Non-decreasing) | $f(x_1) \leq f(x_2)$ | The graph moves upward or remains horizontal. |
| Strictly Increasing | $f(x_1) < f(x_2)$ | The graph moves upward only (no flat regions). |
| Decreasing (Non-increasing) | $f(x_1) \geq f(x_2)$ | The graph moves downward or remains horizontal. |
| Strictly Decreasing | $f(x_1) > f(x_2)$ | The graph moves downward only (no flat regions). |
Mathematical Significance of Monotonicity
1. Inverse Functions: A function has an inverse (is invertible) if and only if it is strictly monotonic over its entire domain. This ensures that the function is "One-to-One" (Injective).
2. Derivative Relationship: For a differentiable function $f(x)$, monotonicity is determined by the sign of the first derivative $f'(x)$.
$f'(x) \geq 0 \implies \text{Increasing}$
$f'(x) \leq 0 \implies \text{Decreasing}$
Conditions for an Increasing or a Decreasing Function
The derivative of a function $f(x)$ serves as a mathematical tool to determine the intervals of monotonicity. Since the derivative $f'(x)$ represents the slope of the tangent at any point $P(x, y)$ on the curve, its sign indicates whether the function is ascending or descending.
Geometrical Interpretation
The derivative of a function at any given point provides the slope of the tangent to the curve at that point. By analyzing the angle that this tangent makes with the positive direction of the x-axis, we can geometrically determine whether a function is increasing or decreasing.
1. Strictly Increasing Behavior and Acute Angles
For a function $f(x)$ that is strictly increasing in an interval, the curve consistently rises as we move from left to right. Consequently, the tangent drawn at any point on such a curve will lean towards the right.
Let $\psi$ be the angle formed by the tangent with the positive direction of the x-axis. For a strictly increasing function, this angle $\psi$ is typically an acute angle (i.e., $0 < \psi < 90^\circ$).
From the principles of trigonometry, we know that the tangent of an acute angle is always positive:
$\tan \psi > 0$
[For $0 < \psi < \frac{\pi}{2}$]
Since the derivative $f'(x)$ is equal to $\tan \psi$, we conclude:
$f'(x) > 0$
[Condition for Strictly Increasing]
2. Strictly Decreasing Behavior and Obtuse Angles
Conversely, if a function $f(x)$ is strictly decreasing, the curve falls as $x$ increases. The tangent drawn at any point on this curve leans towards the left, forming an obtuse angle ($\psi$) with the positive direction of the x-axis (i.e., $90^\circ < \psi < 180^\circ$).
The tangent of an obtuse angle (in the second quadrant) is always negative:
$\tan \psi < 0$
[For $\frac{\pi}{2} < \psi < \pi$]
This implies that the derivative must be negative for the function to be strictly decreasing:
$f'(x) < 0$
[Condition for Strictly Decreasing]
The Nuanced Case: Analyzing $f(x) = x^3$
While the sign of $f'(x)$ is a strong indicator, geometric intuition can be refined by observing functions where the derivative becomes zero at specific points without the function losing its strictly increasing nature.
Consider the cubic function $f(x) = x^3$. Let us analyze its behavior across the entire set of real numbers $\mathbb{R}$. For any two values $x_1, x_2 \in \mathbb{R}$:
$x_1 < x_2 \implies x_1^3 < x_2^3$
[By definition of cubes]
This confirms that $f(x) = x^3$ is strictly increasing on $\mathbb{R}$. However, let us look at its derivative:
$f'(x) = 3x^2$
At the origin ($x = 0$):
$f'(0) = 3(0)^2 = 0$
Geometrically, this means that at $x = 0$, the tangent is horizontal (parallel to the x-axis). Although the slope is not strictly positive at this single isolated point, the function does not "flatten out" over an interval. It merely has a point of inflection where the rate of change momentarily becomes zero before continuing its upward journey.
Conclusion on Geometrical Conditions
Based on these observations, we refine our criteria. A function is strictly increasing if its tangent slope is generally positive. Even if the slope becomes zero at finite isolated points, the function remains strictly monotonic. However, if the slope remains zero over a continuous interval, the function becomes a constant function over that interval and is no longer "strictly" increasing.
Fundamental Theorems on Monotonicity
The relationship between the derivative of a function and its monotonic behavior is formalized through two key theorems. These theorems allow us to use the tools of calculus to determine whether a function is increasing or decreasing over a specific interval without testing every individual point.
For these theorems, we assume that the function $f$ satisfies two primary conditions:
1. $f$ is continuous in the closed interval $[a, b]$.
2. $f$ is derivable (differentiable) in the open interval $(a, b)$.
Theorem 1: Conditions for Increasing Nature
This theorem provides the criteria for identifying non-decreasing and strictly rising behavior of a function.
(i) Condition for Increasing (Non-decreasing) Function
If $f'(x) \geq 0$ for all $x \in (a, b)$, then $f$ is increasing in $[a, b]$. In this scenario, the function's value either rises or stays constant, but never falls.
(ii) Condition for Strictly Increasing Function
If $f'(x) > 0$ for all $x \in (a, b)$, then $f$ is strictly increasing in $[a, b]$. This implies that for every increase in $x$, there is a guaranteed increase in $f(x)$.
Theorem 2: Conditions for Decreasing Nature
Similarly, these conditions define when a function moves downward or stays non-rising.
(i) Condition for Decreasing (Non-increasing) Function
If $f'(x) \leq 0$ for all $x \in (a, b)$, then $f$ is decreasing in $[a, b]$. The function value either falls or remains horizontal.
(ii) Condition for Strictly Decreasing Function
If $f'(x) < 0$ for all $x \in (a, b)$, then $f$ is strictly decreasing in $[a, b]$. The function value consistently reduces as $x$ increases.
Derivation of the Theorems
The formal proof of these theorems is rooted in Lagrange’s Mean Value Theorem (LMVT). Let us derive the condition for a strictly increasing function.
To Prove: If $f'(x) > 0$ for all $x \in (a, b)$, then $f(x)$ is strictly increasing.
Proof:
Let $x_1$ and $x_2$ be any two points in the interval $[a, b]$ such that $x_1 < x_2$. Since $f(x)$ is continuous on $[x_1, x_2]$ and differentiable on $(x_1, x_2)$, by applying Lagrange’s Mean Value Theorem, there exists at least one point $c \in (x_1, x_2)$ such that:
$\frac{f(x_2) - f(x_1)}{x_2 - x_1} = f'(c)$
…(i)
This can be rearranged as:
$f(x_2) - f(x_1) = f'(c)(x_2 - x_1)$
…(ii)
Now, let us analyze the signs of the terms on the right-hand side:
$x_2 - x_1 > 0$
[As we assumed $x_1 < x_2$]
If $f'(x) > 0$ for all $x$ in the interval, then $f'(c) > 0$. Multiplying two positive quantities in equation (ii) gives:
$f(x_2) - f(x_1) > 0$
$\implies f(x_2) > f(x_1)$ ... (iv)
Since $x_1 < x_2 \implies f(x_1) < f(x_2)$, the function is strictly increasing. The same logic applies to decreasing functions by substituting $f'(c) < 0$.
The Discrete Zero Property
The Discrete Zero Property is a vital extension of the first derivative test. In many real-world and mathematical functions, the derivative might become zero at certain specific points without the function losing its "strictly" monotonic nature.
A set of points is called discrete or isolated if each point has a neighborhood that contains no other points from the set. In simpler terms, the points where the derivative is zero are "scattered" and do not form a continuous line segment.
Formal Statement of the Corollary
Let $f(x)$ be a function that is continuous on the closed interval $[a, b]$ and differentiable on the open interval $(a, b)$.
1. For Strictly Increasing Nature
If $f'(x) \geq 0$ for all $x \in (a, b)$ and $f'(x) = 0$ only at a finite number of isolated points, then $f(x)$ is strictly increasing on $[a, b]$.
2. For Strictly Decreasing Nature
If $f'(x) \leq 0$ for all $x \in (a, b)$ and $f'(x) = 0$ only at a finite number of isolated points, then $f(x)$ is strictly decreasing on $[a, b]$.
Why does this property hold?
The core logic lies in the definition of strictly increasing behavior: $x_1 < x_2 \implies f(x_1) < f(x_2)$. If the derivative is zero only at an isolated point (like a "momentary pause"), the function immediately continues its upward or downward journey after that point. Since the function does not stay constant over any interval, the output value $f(x)$ will always be greater for a larger $x$.
Mathematical Comparison
| Derivative Behavior | Monotonic Nature | Example |
|---|---|---|
| $f'(x) > 0$ always | Strictly Increasing | $e^x$ |
| $f'(x) \geq 0$ and $f'(x) = 0$ at isolated points | Strictly Increasing | $x^3$ |
| $f'(x) = 0$ over a sub-interval $(c, d)$ | Increasing (but not strictly) | Step functions |
Example. Prove that the function $f(x) = x - \sin x$ is strictly increasing for all $x \in \mathbb{R}$.
Answer:
Given:
$f(x) = x - \sin x$
To Prove: $f(x)$ is strictly increasing on $\mathbb{R}$.
Proof:
First, we find the derivative of the function with respect to $x$:
$f'(x) = \frac{d}{dx}(x) - \frac{d}{dx}(\sin x)$
$f'(x) = 1 - \cos x$
We know the range of the cosine function:
$-1 \leq \cos x \leq 1$
[Range of $\cos x$]
Subtracting all parts from $1$:
$1 - 1 \leq 1 - \cos x \leq 1 - (-1)$
$0 \leq f'(x) \leq 2$
Here, $f'(x) \geq 0$ for all $x$. Now, let's check where $f'(x) = 0$:
$1 - \cos x = 0 \implies \cos x = 1$
$x = 2n\pi$
[where $n \in \mathbb{Z}$]
The points $x = 0, \pm 2\pi, \pm 4\pi, \dots$ are isolated discrete points. The derivative is zero only at these points and positive everywhere else. It never remains zero over any interval.
Conclusion: By the Discrete Zero Property, $f(x) = x - \sin x$ is strictly increasing on $\mathbb{R}$.
Geometrical Concept: Point of Inflection
In cases where the derivative is zero at a discrete point but the function remains strictly monotonic, that point is often a point of inflection. At such a point, the tangent is horizontal, but the curve does not turn back; it continues its original trend. This is visually represented in the graph of $y = x^3$ at the origin.
Summary of Derivative Tests for Monotonicity
The First Derivative Test is the most efficient method to determine the monotonic behavior of a differentiable function. By analyzing the sign of $f'(x)$ over a specific interval, we can conclude whether the function is rising, falling, or remaining constant.
Comprehensive Derivative Test Table
The following table summarizes the relationship between the sign of the first derivative and the nature of the function $f(x)$ in an interval $(a, b)$ where $f(x)$ is continuous and differentiable.
| Sign of $f'(x)$ | Monotonic Nature of $f(x)$ |
|---|---|
| $f'(x) > 0$ | Strictly Increasing |
| $f'(x) \geq 0$ | Increasing (Non-decreasing) |
| $f'(x) < 0$ | Strictly Decreasing |
| $f'(x) \leq 0$ | Decreasing (Non-increasing) |
| $f'(x) = 0$ | Constant Function |
Detailed Analysis of Conditions
1. Strictly Increasing Functions ($f'(x) > 0$)
When the derivative is strictly positive for all $x$ in an interval, the slope of the tangent is always positive. This means the function value $f(x)$ always increases as $x$ increases. There are no points where the graph "levels off" or stays horizontal.
2. Increasing/Non-decreasing Functions ($f'(x) \geq 0$)
If the derivative is greater than or equal to zero, the function never decreases. It may rise ($f'(x) > 0$) or it may remain constant ($f'(x) = 0$) over a sub-interval. This is a broader category that includes strictly increasing functions.
3. Strictly Decreasing Functions ($f'(x) < 0$)
A strictly negative derivative indicates that the tangent at every point makes an obtuse angle with the positive x-axis. As $x$ increases, $f(x)$ consistently decreases without any horizontal pauses.
4. Decreasing/Non-increasing Functions ($f'(x) \leq 0$)
If the derivative is less than or equal to zero, the function never rises. It can either fall or remain at a constant value for some duration. This category includes strictly decreasing functions.
5. Constant Functions ($f'(x) = 0$)
If the derivative is zero throughout an entire interval, the rate of change is zero. The function does not increase or decrease, resulting in a horizontal straight line.
$f(x) = k$
[Where $k$ is a constant]
Special Condition: The Discrete Zero Case
A critical refinement of the "Strictly Increasing" condition is used. If the derivative $f'(x)$ is zero only at isolated points (discrete points) and positive elsewhere, the function remains strictly increasing.
$f'(x) \geq 0$
[Provided $f'(x) = 0$ at finite points only]
This allows us to classify functions like $f(x) = x^3$ as strictly increasing even though $f'(0) = 0$. Because the zero is momentary and doesn't occur over an interval, the strict inequality $f(x_1) < f(x_2)$ is never violated.
Example 1. Find the intervals in which the function $f$ given by $f(x) = x^{2} - 4x + 6$ is:
(a) Strictly increasing
(b) Strictly decreasing
Answer:
Given:
$f(x) = x^{2} - 4x + 6$
Solution:
Differentiating the function with respect to $x$:
$f'(x) = 2x - 4$
To find the critical points, we set $f'(x) = 0$:
$2x - 4 = 0 \implies x = 2$
The point $x = 2$ divides the real line into two disjoint intervals, namely $(-\infty, 2)$ and $(2, \infty)$.
Interval Analysis:
1. In the interval $(-\infty, 2)$, let us pick a test point $x = 0$:
$f'(0) = 2(0) - 4 = -4 < 0$
[Function is strictly decreasing]
2. In the interval $(2, \infty)$, let us pick a test point $x = 3$:
$f'(3) = 2(3) - 4 = 2 > 0$
[Function is strictly increasing]
Final Result:
(a) $f$ is strictly increasing in the interval $(2, \infty)$.
(b) $f$ is strictly decreasing in the interval $(-\infty, 2)$.
Example 2. Find the intervals in which the function $f(x) = 2x^{3} - 3x^{2} - 36x + 7$ is strictly increasing or strictly decreasing.
Answer:
Given:
$f(x) = 2x^{3} - 3x^{2} - 36x + 7$
Solution:
Differentiating $f(x)$ with respect to $x$:
$f'(x) = 6x^{2} - 6x - 36$
Factoring the derivative:
$f'(x) = 6(x^{2} - x - 6) = 6(x - 3)(x + 2)$
Setting $f'(x) = 0$ gives critical points $x = -2$ and $x = 3$. These points divide the domain into three intervals: $(-\infty, -2)$, $(-2, 3)$, and $(3, \infty)$.
Sign of $f'(x)$ Table:
| Interval | Sign of $f'(x) = 6(x-3)(x+2)$ | Nature of Function |
|---|---|---|
| $(-\infty, -2)$ | $(-)(-) = \text{Positive}$ | Strictly Increasing |
| $(-2, 3)$ | $(-)(+) = \text{Negative}$ | Strictly Decreasing |
| $(3, \infty)$ | $(+)(+) = \text{Positive}$ | Strictly Increasing |
Conclusion:
The function $f(x)$ is strictly increasing in $(-\infty, -2) \cup (3, \infty)$ and strictly decreasing in $(-2, 3)$.
Maxima and Minima
Finding the extreme values of a function, i.e., its highest and lowest points, is a fundamental problem in calculus and has numerous applications in optimisation. Derivatives play a crucial role in locating these values. The extreme values can be classified as absolute (global) or local (relative).
Absolute Maximum and Minimum Values (Global Extrema)
The absolute maximum or minimum value of a function over a given interval is the largest or smallest value that the function attains anywhere in that entire interval.
Let $f$ be a function defined on an interval $I$.
- A function $f$ is said to have an absolute maximum value on $I$ at a point $c \in I$ if $f(c) \geq f(x)$ for all $x$ in the interval $I$. The value $f(c)$ is the absolute maximum value of $f$ on $I$, and $c$ is the point of absolute maximum.
- A function $f$ is said to have an absolute minimum value on $I$ at a point $c \in I$ if $f(c) \leq f(x)$ for all $x$ in the interval $I$. The value $f(c)$ is the absolute minimum value of $f$ on $I$, and $c$ is the point of absolute minimum.
The absolute maximum and minimum values are collectively called the **global extrema** or **absolute extrema** of the function on the interval $I$. A function may or may not have absolute extrema on an open interval or the entire real line. However, a key theorem guarantees their existence under certain conditions:
Extreme Value Theorem:
If a function $f$ is continuous on a closed interval $[a, b]$, then $f$ is guaranteed to attain both an absolute maximum value and an absolute minimum value at some points within that interval $[a, b]$.For a continuous function on a closed interval, these absolute extreme values must occur either at the endpoints of the interval ($x=a$ or $x=b$) or at the critical points of the function within the open interval $(a, b)$.
Critical Point
A critical point (or critical number) of a function $f$ is a point $c$ in the domain of $f$ where either:
- $f'(c) = 0$ (the tangent line is horizontal), OR
- $f'(c)$ is undefined.
Critical points are candidates for local (and sometimes global) maxima or minima because the function's behaviour (increasing/decreasing) can change at these points.
Procedure for Finding Absolute Maximum and Minimum Values on a Closed Interval $[a, b]$
If a function $f$ is continuous on a closed interval $[a, b]$, the following systematic approach can be used to find its absolute maximum and minimum values:
1. Find all critical points of the function $f(x)$ that lie within the open interval $(a, b)$. To do this, compute the derivative $f'(x)$, set $f'(x) = 0$ and solve for $x$, and also identify any points in $(a, b)$ where $f'(x)$ is undefined but $f(x)$ is defined.
2. Evaluate the function $f(x)$ at all the critical points found in step 1.
3. Evaluate the function $f(x)$ at the endpoints of the interval, i.e., find $f(a)$ and $f(b)$.
4. Compare all the function values calculated in steps 2 and 3.
- The largest among these values is the absolute maximum value of $f$ on $[a, b]$.
- The smallest among these values is the absolute minimum value of $f$ on $[a, b]$.
The point(s) where the absolute maximum value occurs is/are the point(s) of absolute maximum, and similarly for the absolute minimum.
Example 1. Find the absolute maximum and absolute minimum values of the function $f(x) = x^3$ on the interval $[-2, 1]$.
Answer:
Given:
The function $f(x) = x^3$.
The interval is the closed interval $[-2, 1]$.
Since $f(x) = x^3$ is a polynomial function, it is continuous on the closed interval $[-2, 1]$. Thus, by the Extreme Value Theorem, it must have both an absolute maximum and an absolute minimum value on this interval.
To Find:
The absolute maximum and absolute minimum values of $f(x)$ on $[-2, 1]$.
Solution:
1. Find the critical points of $f(x)$ in the open interval $(-2, 1)$.
Find the derivative $f'(x)$:
f'(x) = $\frac{d}{dx}(x^3) = 3x^2$
... (i)
To find critical points, set $f'(x) = 0$ or find where $f'(x)$ is undefined within $(-2, 1)$.
f'(x) = 0 $\implies 3x^2 = 0 \implies x = 0$
The derivative $f'(x) = 3x^2$ is defined for all real numbers, so there are no critical points where the derivative is undefined.
The only critical point is $x = 0$. This point lies in the open interval $(-2, 1)$, so we include it in our list of points to check.
2. Evaluate $f(x)$ at the critical point(s) in the interval and at the endpoints.
The points to evaluate are the critical point $x=0$ and the endpoints $x=-2$ and $x=1$.
- At the critical point $x=0$:
- At the left endpoint $x=-2$:
- At the right endpoint $x=1$:
f(0) = $(0)^3 = 0$
f(-2) = $(-2)^3 = -8$
f(1) = $(1)^3 = 1$
3. Compare the values obtained: $0, -8, 1$.
The largest of these values is 1.
The smallest of these values is -8.
Therefore:
The absolute maximum value of $f(x) = x^3$ on $[-2, 1]$ is $\mathbf{1}$, which occurs at $x=1$.
The absolute minimum value of $f(x) = x^3$ on $[-2, 1]$ is $\mathbf{-8}$, which occurs at $x=-2$.
Example 2. Find the absolute maximum and minimum values of $f(x) = \sin x + \cos x$ on $[0, \pi]$.
Answer:
Given:
The function $f(x) = \sin x + \cos x$.
The interval is the closed interval $[0, \pi]$.
The functions $\sin x$ and $\cos x$ are continuous everywhere, so $f(x) = \sin x + \cos x$ is continuous on the closed interval $[0, \pi]$. By the Extreme Value Theorem, absolute extrema exist on this interval.
To Find:
The absolute maximum and absolute minimum values of $f(x)$ on $[0, \pi]$.
Solution:
1. Find the critical points of $f(x)$ in the open interval $(0, \pi)$.
Find the derivative $f'(x)$:
f'(x) = $\frac{d}{dx}(\sin x + \cos x)$
f'(x) = $\cos x - \sin x$
... (i)
To find critical points, set $f'(x) = 0$ within $(0, \pi)$.
$\cos x - \sin x = 0$
$\cos x = \sin x$
Assuming $\cos x \neq 0$ (which is true for $x$ in $(0, \pi)$ where $\sin x = \cos x$), we can divide by $\cos x$:
$\frac{\sin x}{\cos x} = 1$
$\tan x = 1$
We need to find values of $x$ in the interval $(0, \pi)$ where $\tan x = 1$. The general solution for $\tan x = 1$ is $x = n\pi + \frac{\pi}{4}$, where $n$ is an integer. For $n=0$, $x = \frac{\pi}{4}$. This is in the interval $(0, \pi)$. For $n=1$, $x = \pi + \frac{\pi}{4} = \frac{5\pi}{4}$. This is outside the interval $(0, \pi)$. For $n=-1$, $x = -\pi + \frac{\pi}{4} = -\frac{3\pi}{4}$. This is outside the interval $(0, \pi)$. The derivative $f'(x) = \cos x - \sin x$ is defined for all $x$, so there are no critical points where the derivative is undefined.
The only critical point in the open interval $(0, \pi)$ is $x = \frac{\pi}{4}$.
2. Evaluate $f(x)$ at the critical point and the endpoints.
The points to evaluate are the critical point $x=\frac{\pi}{4}$ and the endpoints $x=0$ and $x=\pi$.
- At the critical point $x=\frac{\pi}{4}$:
- At the left endpoint $x=0$:
- At the right endpoint $x=\pi$:
f$(\frac{\pi}{4})$ = $\sin(\frac{\pi}{4}) + \cos(\frac{\pi}{4})$
f$(\frac{\pi}{4})$ = $\frac{1}{\sqrt{2}} + \frac{1}{\sqrt{2}} = \frac{2}{\sqrt{2}} = \sqrt{2}$
Value is $\sqrt{2} \approx 1.414$
f(0) = $\sin(0) + \cos(0) = 0 + 1 = 1$
Value is 1.
f($\pi$) = $\sin(\pi) + \cos(\pi) = 0 + (-1) = -1$
Value is -1.
3. Compare the values obtained: $\sqrt{2}$, $1$, and $-1$.
The largest of these values is $\sqrt{2}$.
The smallest of these values is -1.
Therefore:
The absolute maximum value of $f(x) = \sin x + \cos x$ on $[0, \pi]$ is $\mathbf{\sqrt{2}}$, which occurs at $x = \frac{\pi}{4}$.
The absolute minimum value of $f(x) = \sin x + \cos x$ on $[0, \pi]$ is $\mathbf{-1}$, which occurs at $x = \pi$.
Local Maximum and Local Minimum Values
Beyond finding the absolute highest and lowest points on an interval, derivatives also help us identify local (or relative) extrema. These are points where the function reaches a peak or a valley in its immediate neighbourhood, even if there are higher or lower points elsewhere in the domain.
Definitions
Let $f$ be a function defined on an interval $I$, and let $c$ be an interior point of $I$ (a point that is not an endpoint).
- A function $f$ is said to have a local maximum value at $c$ if there exists at least one open interval $(c - \delta, c + \delta)$, where $\delta > 0$ is a small positive number, such that $(c - \delta, c + \delta) \subset I$ and $f(c) \geq f(x)$ for all $x$ in $(c - \delta, c + \delta)$. The value $f(c)$ is called a local maximum value of $f$. This means $f(c)$ is the highest function value in some neighbourhood around $c$.
- A function $f$ is said to have a local minimum value at $c$ if there exists at least one open interval $(c - \delta, c + \delta)$, where $\delta > 0$, such that $(c - \delta, c + \delta) \subset I$ and $f(c) \leq f(x)$ for all $x$ in $(c - \delta, c + \delta)$. The value $f(c)$ is called a local minimum value of $f$. This means $f(c)$ is the lowest function value in some neighbourhood around $c$.
Points where a function has a local maximum or a local minimum are collectively called local extrema or relative extrema. A point $c$ where a local extremum occurs must be a critical point of the function (where $f'(c) = 0$ or $f'(c)$ is undefined, provided $c$ is in the domain). This is a necessary condition, but not sufficient (i.e., not all critical points are local extrema).
Tests for Local Extrema
To determine whether a critical point corresponds to a local maximum, a local minimum, or neither, we use tests based on the derivative(s) of the function.
First Derivative Test
The First Derivative Test relies on examining the sign of the first derivative, $f'(x)$, as $x$ moves across a critical point. The sign of the derivative tells us whether the function is increasing or decreasing in the vicinity of the critical point.
Let $c$ be a critical point of a continuous function $f$ defined on an interval $I$. Suppose $f$ is differentiable in $(c-\delta, c)$ and $(c, c+\delta)$ for some $\delta > 0$.
- Condition for Local Maximum: If $f'(x)$ changes sign from positive to negative as $x$ increases through $c$, then $f$ has a local maximum at $c$. Graphically, the function increases up to $c$ and then decreases after $c$, forming a peak.
- Condition for Local Minimum: If $f'(x)$ changes sign from negative to positive as $x$ increases through $c$, then $f$ has a local minimum at $c$. Graphically, the function decreases up to $c$ and then increases after $c$, forming a valley.
- Condition for Neither Maximum nor Minimum: If $f'(x)$ does not change sign as $x$ increases through $c$ (i.e., $f'(x)$ is positive on both sides of $c$ or negative on both sides), then $c$ is neither a local maximum nor a local minimum. In such cases, the function continues to increase or decrease through the critical point. (Note: While $f'(c)=0$ or is undefined, $c$ might be a point of inflection, related to concavity change, but the First Derivative Test only tells us about monotonicity change).
Sign of $f'(x)$ for $x < c$: Positive ($f$ increasing)
Sign of $f'(x)$ for $x > c$: Negative ($f$ decreasing)
$\implies$ Local Maximum at $c$.
Sign of $f'(x)$ for $x < c$: Negative ($f$ decreasing)
Sign of $f'(x)$ for $x > c$: Positive ($f$ increasing)
$\implies$ Local Minimum at $c$.
Sign of $f'(x)$ for $x < c$: Positive
Sign of $f'(x)$ for $x > c$: Positive
$\implies$ Neither Local Max nor Min at $c$ (possibly point of inflection).
Sign of $f'(x)$ for $x < c$: Negative
Sign of $f'(x)$ for $x > c$: Negative
$\implies$ Neither Local Max nor Min at $c$ (possibly point of inflection).
Procedure using First Derivative Test:
1. Find the derivative $f'(x)$.
2. Find the critical points of $f(x)$ (where $f'(x)=0$ or $f'(x)$ is undefined) that are in the domain of $f$.
3. Arrange the critical points in increasing order on a number line. These points divide the domain into disjoint intervals.
4. For each critical point $c$, examine the sign of $f'(x)$ in an open interval immediately to the left of $c$ and in an open interval immediately to the right of $c$. This can be done by picking a test point in each interval and evaluating $f'$ at that point.
5. Apply the sign change conditions of the First Derivative Test to classify each critical point as a local maximum, local minimum, or neither.
6. If a local extremum exists at $c$, calculate the local extreme value by finding $f(c)$.
Second Derivative Test
The Second Derivative Test uses the value of the second derivative at a critical point where the first derivative is zero ($f'(c)=0$). It is often quicker when applicable, but it requires the existence of the second derivative.
Let $f$ be a function that is differentiable on an open interval $I$, and let $c$ be an interior point in $I$ such that $f'(c) = 0$. Assume the second derivative $f''(c)$ exists at $c$.
- Condition for Local Maximum: If $f''(c) < 0$, then $f$ has a local maximum at $c$. (The function's graph is concave down at $c$).
- Condition for Local Minimum: If $f''(c) > 0$, then $f$ has a local minimum at $c$. (The function's graph is concave up at $c$).
- When the Test Fails: If $f''(c) = 0$ or $f''(c)$ is undefined, the Second Derivative Test gives no conclusion about local extrema at $c$. In such cases, you must use the First Derivative Test to determine the nature of the critical point.
Procedure using Second Derivative Test:
1. Find the first derivative $f'(x)$ and the second derivative $f''(x)$.
2. Find the critical points $c$ by setting $f'(x) = 0$ and solving for $x$. This test *only* applies to critical points where $f'(c)=0$.
3. For each critical point $c$ found in step 2, evaluate the second derivative $f''(c)$.
4. Apply the conditions based on the sign of $f''(c)$:
- If $f''(c) < 0$, $f$ has a local maximum at $x=c$. The local maximum value is $f(c)$.
- If $f''(c) > 0$, $f$ has a local minimum at $x=c$. The local minimum value is $f(c)$.
- If $f''(c) = 0$ or $f''(c)$ is undefined, the test fails. Proceed to use the First Derivative Test for this specific critical point.
Example 1. Find the local maxima and local minima of the function $f(x) = x^3 - 6x^2 + 5$ using the First Derivative Test.
Answer:
Given:
The function $f(x) = x^3 - 6x^2 + 5$.
The domain of $f(x)$ is $\mathbb{R}$.
To Find:
The local maximum and local minimum values of $f(x)$ using the First Derivative Test.
Solution:
1. Find the derivative $f'(x)$.
f'(x) = $\frac{d}{dx}(x^3 - 6x^2 + 5)$
f'(x) = $3x^2 - 12x$
... (i)
2. Find the critical points by setting $f'(x) = 0$.
f'(x) = 0 $\implies 3x^2 - 12x = 0$
Factor out the common term $3x$:
3x(x - 4) = 0
This equation is satisfied if $3x = 0$ or $x - 4 = 0$.
$x = 0$ or $x = 4$
These are the critical points. The derivative $f'(x)$ is defined for all real $x$, so there are no critical points where the derivative is undefined.
The critical points are $x=0$ and $x=4$. These points divide the real line into three intervals: $(-\infty, 0)$, $(0, 4)$, and $(4, \infty)$.
3. Examine the sign of $f'(x) = 3x(x-4)$ in intervals around each critical point.
Analysis at $x = 0$ (Critical Point):
Consider an interval to the left of 0, say $(-1, 0)$. Pick a test point, e.g., $x=-1$.
f'(-1) = $3(-1)(-1 - 4) = (-3)(-5) = 15$
The sign is positive ($f'(-1) > 0$). This means $f(x)$ is strictly increasing in the interval $(-\infty, 0)$.
Consider an interval to the right of 0, say $(0, 1)$. Pick a test point, e.g., $x=1$.
f'(1) = $3(1)(1 - 4) = (3)(-3) = -9$
The sign is negative ($f'(1) < 0$). This means $f(x)$ is strictly decreasing in the interval $(0, 4)$.
As $x$ passes through $x=0$, the sign of $f'(x)$ changes from positive to negative. According to the First Derivative Test, this indicates a local maximum at $x=0$.
The local maximum value is $f(0) = (0)^3 - 6(0)^2 + 5 = 0 - 0 + 5 = 5$.
Analysis at $x = 4$ (Critical Point):
Consider an interval to the left of 4, say $(3, 4)$. Pick a test point, e.g., $x=3.5$.
f'(3.5) = $3(3.5)(3.5 - 4) = (10.5)(-0.5) = -5.25$
The sign is negative ($f'(3.5) < 0$). This means $f(x)$ is strictly decreasing in the interval $(0, 4)$.
Consider an interval to the right of 4, say $(4, 5)$. Pick a test point, e.g., $x=5$.
f'(5) = $3(5)(5 - 4) = (15)(1) = 15$
The sign is positive ($f'(5) > 0$). This means $f(x)$ is strictly increasing in the interval $(4, \infty)$.
As $x$ passes through $x=4$, the sign of $f'(x)$ changes from negative to positive. According to the First Derivative Test, this indicates a local minimum at $x=4$.
The local minimum value is $f(4) = (4)^3 - 6(4)^2 + 5 = 64 - 6(16) + 5 = 64 - 96 + 5 = 69 - 96 = -27$.
Therefore:
The function $f(x)$ has a local maximum value of $\mathbf{5}$ at $x = 0$.
The function $f(x)$ has a local minimum value of $\mathbf{-27}$ at $x = 4$.
Example 2. Find the local maxima and local minima of the function $f(x) = x^3 - 6x^2 + 5$ using the Second Derivative Test.
Answer:
Given:
The function $f(x) = x^3 - 6x^2 + 5$.
To Find:
The local maximum and local minimum values of $f(x)$ using the Second Derivative Test.
Solution:
1. Find the first and second derivatives of $f(x)$.
From Example 1, the first derivative is:
f'(x) = $3x^2 - 12x$
... (i)
Now, find the second derivative by differentiating $f'(x)$ with respect to $x$:
f''(x) = $\frac{d}{dx}(3x^2 - 12x)$
f''(x) = $6x - 12$
... (ii)
2. Find the critical points where $f'(x) = 0$.
Setting $f'(x) = 0$ from equation (i):
3x(x - 4) = 0
$x = 0$ or $x = 4$
These are the critical points where the Second Derivative Test can be applied.
3. Evaluate the second derivative $f''(x)$ at each critical point.
At critical point $x = 0$:
f''(0) = $6(0) - 12 = -12$
At critical point $x = 4$:
f''(4) = $6(4) - 12 = 24 - 12 = 12$
4. Apply the Second Derivative Test conditions.
For $x = 0$: $f''(0) = -12$. Since $f''(0) < 0$, the function $f(x)$ has a local maximum at $x=0$.
The local maximum value is $f(0) = (0)^3 - 6(0)^2 + 5 = 5$.
For $x = 4$: $f''(4) = 12$. Since $f''(4) > 0$, the function $f(x)$ has a local minimum at $x=4$.
The local minimum value is $f(4) = (4)^3 - 6(4)^2 + 5 = 64 - 6(16) + 5 = 64 - 96 + 5 = -27$.
The Second Derivative Test gives the same results as the First Derivative Test in this case.
Therefore:
The function $f(x)$ has a local maximum value of $\mathbf{5}$ at $x = 0$.
The function $f(x)$ has a local minimum value of $\mathbf{-27}$ at $x = 4$.
Practical Problems on Maxima and Minima
One of the most significant and practical applications of differential calculus is in solving optimization problems. These problems involve finding the maximum or minimum value of a certain quantity (like area, volume, profit, cost, time, distance, etc.) under given constraints. The ability to model such situations mathematically and then use derivatives to find the extreme values makes calculus an indispensable tool in various fields like engineering, economics, physics, and business. Solving these problems typically involves identifying the quantity to be optimized, expressing it as a function, and then finding the extrema of that function using the techniques discussed earlier (finding critical points, and applying the First or Second Derivative Test).
Steps to Solve Optimization Problems
Solving optimization problems using calculus generally follows a systematic approach:
1. Understand the Problem: Read the problem statement carefully to fully grasp what is being asked. Identify the quantity that needs to be maximised or minimised. Assign a symbol (variable) to this quantity, say $Q$. Identify all other relevant quantities and assign variables to them as well.
2. Draw a Diagram (if applicable): For geometric problems, drawing a clear diagram and labelling the relevant variables can greatly help in visualising the relationships between the quantities.
3. Find Relationships and Formulate the Function: Write down any equations that relate the variables identified in the problem. These usually come from the problem description (e.g., fixed sum, fixed perimeter, formulas for area/volume, etc.). Use these relationships to express the quantity $Q$ (which you want to optimize) as a function of a single independent variable, say $x$. For example, if $Q$ depends on $x$ and $y$, use a relation between $x$ and $y$ to express $y$ in terms of $x$ and substitute it into the expression for $Q$, resulting in $Q(x)$.
4. Determine the Domain: Identify the feasible range of the independent variable $x$ based on the constraints of the problem. For instance, lengths, widths, radii, etc., must typically be non-negative. This will define the domain (an interval) for the function $Q(x)$. This domain might be open or closed depending on the problem.
5. Find Critical Points: Calculate the first derivative of the function $Q(x)$, i.e., $Q'(x)$. Find the critical points within the determined domain by setting $Q'(x) = 0$ or by finding points in the domain where $Q'(x)$ is undefined.
6. Test Critical Points: Use either the First Derivative Test or the Second Derivative Test to classify each critical point found in step 5 as a local maximum, a local minimum, or neither. The First Derivative Test is generally more robust as it works even when the second derivative is zero or undefined. The Second Derivative Test is often quicker if the second derivative is easy to compute and is non-zero at the critical points.
7. Evaluate at Endpoints (if applicable): If the domain determined in step 4 is a closed interval $[a, b]$ and you are looking for absolute extrema, you must also evaluate the function $Q(x)$ at the endpoints $a$ and $b$, in addition to evaluating it at the critical points within $(a, b)$.
8. Identify the Optimal Value and Answer the Question: Based on the results of the tests in step 6 or the comparison of values in step 7 (for closed intervals), identify the value(s) of $x$ that yield the required maximum or minimum value of $Q$. State the answer clearly, providing both the value(s) of the independent variable(s) and the resulting maximum or minimum value of the quantity $Q$, ensuring units are included if applicable.
Example 1. Find two positive numbers whose sum is 15 and whose product is as large as possible.
Answer:
Given:
We are given two positive numbers and their sum is 15.
To Find:
Two such numbers whose product is maximum.
Solution:
1. Let the two positive numbers be $x$ and $y$. We want to maximize their product, which we denote by $P$.
Maximize P = $xy$
... (1)
2. The relationship given in the problem is that their sum is 15.
x + y = 15
(Given sum)
Since the numbers must be positive, the variables $x$ and $y$ must satisfy $x > 0$ and $y > 0$.
3. Express the quantity to be maximized, $P$, as a function of a single variable. From the sum relation, we can express $y$ in terms of $x$:
y = $15 - x$
Since $y > 0$, we have $15 - x > 0$, which implies $x < 15$. Combined with $x > 0$, the domain for $x$ is the open interval $(0, 15)$.
Substitute $y = 15 - x$ into the product equation (1):
P(x) = $x(15 - x) = 15x - x^2$
... (2)
We need to maximize the function $P(x) = 15x - x^2$ on the interval $(0, 15)$.
4. Find the derivative of $P(x)$ with respect to $x$.
P'(x) = $\frac{d}{dx}(15x - x^2) = 15 - 2x$
... (3)
5. Find the critical points by setting $P'(x) = 0$ within the domain $(0, 15)$.
15 - 2x = 0
2x = 15
x = $\frac{15}{2} = 7.5$
The critical point is $x=7.5$. This point lies within the domain $(0, 15)$. $P'(x)$ is defined for all $x$, so there are no other critical points where $P'(x)$ is undefined.
6. Use the Second Derivative Test to classify the critical point $x=7.5$.
Find the second derivative $P''(x)$:
P''(x) = $\frac{d}{dx}(15 - 2x) = -2$
... (4)
Evaluate $P''(x)$ at the critical point $x=7.5$:
P''(7.5) = $-2$
Since $P''(7.5) = -2 < 0$, by the Second Derivative Test, the function $P(x)$ has a local maximum at $x=7.5$.
Since the domain is an open interval $(0, 15)$ and we found only one critical point within this domain, and this critical point corresponds to a local maximum, it must also be the absolute maximum on $(0, 15)$.
7. Find the corresponding value of the second number, $y$, using the relationship $y = 15 - x$.
If x = 7.5, then y = $15 - 7.5 = 7.5$
The two numbers are 7.5 and 7.5.
The maximum product is $P(7.5) = 15(7.5) - (7.5)^2 = 112.5 - 56.25 = 56.25$.
8. Answer: The two positive numbers whose sum is 15 and whose product is as large as possible are $\mathbf{7.5}$ and $\mathbf{7.5}$. The maximum product is $\mathbf{56.25}$.
Example 2. A square piece of tin of side 18 cm is to be made into a box without top by cutting a square from each corner and folding up the flaps. What should be the side of the square to be cut off so that the volume of the box is the maximum possible?
Answer:
Given:
A square tin sheet with side length 18 cm.
Squares of equal side length are cut from each corner.
The remaining flaps are folded up to form an open box.
To Find:
The side length of the square cut from each corner that maximizes the volume of the box.
Solution:
1. Let $x$ cm be the side length of the square cut off from each of the four corners. We want to maximize the volume of the box, denoted by $V$.
2. When a square of side $x$ is cut from each corner of the 18 cm $\times$ 18 cm sheet, the dimensions of the base of the resulting box will be $(18 - 2x)$ cm by $(18 - 2x)$ cm, and the height of the box will be $x$ cm (when the flaps are folded up).
For these dimensions to be physically possible and positive, we must have:
Side of base $>$ 0 $\implies 18 - 2x > 0 \implies 18 > 2x \implies 9 > x$
Height $>$ 0 $\implies x > 0$
So, the variable $x$ must be in the interval $(0, 9)$. This is the domain for $x$ relevant to the problem.
3. The volume of the box is given by the product of its length, width, and height.
V = Length $\times$ Width $\times$ Height
V(x) = $(18 - 2x)(18 - 2x)(x) = (18 - 2x)^2 x$
... (1)
(Formula for volume of a box)
Expand the expression for $V(x)$:
V(x) = x$(324 - 72x + 4x^2)$
V(x) = $4x^3 - 72x^2 + 324x$
... (2)
We need to maximize $V(x)$ on the interval $(0, 9)$.
4. Find the derivative of $V(x)$ with respect to $x$.
V'(x) = $\frac{d}{dx}(4x^3 - 72x^2 + 324x)$
V'(x) = $12x^2 - 144x + 324$
... (3)
5. Find the critical points by setting $V'(x) = 0$ within the domain $(0, 9)$.
12x$^2$ - 144x + 324 = 0
Divide the equation by 12:
$\frac{12(x^2 - 12x + 27)}{12} = \frac{0}{12}$
x$^2$ - 12x + 27 = 0
Factor the quadratic expression. We need two numbers that multiply to 27 and add up to -12. These are -3 and -9.
$(x - 3)(x - 9) = 0$
This gives two possible values for $x$ where the derivative is zero:
x - 3 = 0 $\implies$ x = 3
x - 9 = 0 $\implies$ x = 9
The critical points are $x=3$ and $x=9$. We are interested in critical points within the open interval $(0, 9)$. The point $x=3$ is in $(0, 9)$. The point $x=9$ is an endpoint of the domain $[0, 9]$ (if we consider the case where the volume is 0, which is a minimum volume, not maximum).
The only critical point in the relevant domain $(0, 9)$ is $x=3$.
6. Use a test to classify the critical point $x=3$. We can use either the First Derivative Test or the Second Derivative Test.
Using the Second Derivative Test:
Find the second derivative of $V(x)$. Differentiate $V'(x) = 12x^2 - 144x + 324$ with respect to $x$:
V''(x) = $\frac{d}{dx}(12x^2 - 144x + 324)$
V''(x) = $24x - 144$
... (4)
Evaluate the second derivative at the critical point $x=3$:
V''(3) = $24(3) - 144 = 72 - 144 = -72$
Since $V''(3) = -72 < 0$, by the Second Derivative Test, the function $V(x)$ has a local maximum at $x=3$.
Since $x=3$ is the only critical point in the domain $(0, 9)$ and it corresponds to a local maximum, it must also be the absolute maximum on this interval. Note that at the endpoints $x=0$ and $x=9$, $V(x)=0$, which is the minimum possible volume.
Using the First Derivative Test (Alternate Method):
We found the critical point $x=3$ in the domain $(0, 9)$. This divides the interval $(0, 9)$ into two sub-intervals: $(0, 3)$ and $(3, 9)$.
We analyse the sign of $V'(x) = 12x^2 - 144x + 324 = 12(x-3)(x-9)$ in these intervals.
- For $x \in (0, 3)$, pick a test point, e.g., $x=1$. $V'(1) = 12(1-3)(1-9) = 12(-2)(-8) = 12(16) = 192$. Since $V'(1) > 0$, $V(x)$ is strictly increasing on $(0, 3)$.
- For $x \in (3, 9)$, pick a test point, e.g., $x=4$. $V'(4) = 12(4-3)(4-9) = 12(1)(-5) = -60$. Since $V'(4) < 0$, $V(x)$ is strictly decreasing on $(3, 9)$.
As $x$ increases through $x=3$, the sign of $V'(x)$ changes from positive to negative. By the First Derivative Test, $V(x)$ has a local maximum at $x=3$.
7. The maximum volume occurs when the side of the square cut off is $x=3$ cm.
The maximum volume is $V(3) = 4(3)^3 - 72(3)^2 + 324(3) = 4(27) - 72(9) + 972 = 108 - 648 + 972 = 108 + 324 = 432$ cubic cm.
Alternatively, using $V(x) = x(18-2x)^2$: $V(3) = 3(18 - 2(3))^2 = 3(18-6)^2 = 3(12)^2 = 3(144) = 432$ cubic cm.
8. Answer: To maximize the volume of the box, the side of the square to be cut off from each corner should be $\mathbf{3}$ cm.